DFX Intelligence

R•••••• M••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

R•••••• M••• M•••

Advisor at B•••••••• I••••••••• G••••

BOCA RATON, FL | PHOENIX, AZ

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Search this name across graphsid dfx:ria:be6c3c57-d84f-a838-f86d-fa8e9762db7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• G••••	Independent wealth	Jul 1, 2025	n/a	yes	BOCA RATON, FL\|PHOENIX, AZ	Current employment
R•••••• P•••••• W•••••	Former SEC adviser	Dec 10, 2021	Mar 31, 2025	no	PHOENIX, AZ\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• P•••••• W•••••	B•••••••• I••••••••• G••••	Mar 31, 2025	Jul 1, 2025	92	Bulk transfer	RIA to RIA
B••••••••• A•••• M••••••••• L••	R•••••• P•••••• W•••••	Jul 30, 2021	Dec 10, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
128929:277085:FL:2019-08-02	Aug 2, 2019	Nov 26, 2019	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (4)

→ B•••••••• I••••••••• G••••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ R•••••• P•••••• W•••••Registered adviserregistration: previous registration
Dec 10, 2021 to Mar 31, 2025factForm ADV
→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 26, 2019 to Jul 30, 2021factForm ADV
→ G•• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be6c3c57-d84f-a838-f86d-fa8e9762db7c
First observed: Mar 29, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.