RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M••• M•••
- B•••••••• I••••••••• G•••• independent RIA currentsince Jul 1, 2025 · Boca Raton, Fl
- R•••••• P•••••• W••••• formerDec 10, 2021 to Mar 31, 2025 · Phoenix, Az
- B••••••••• A•••• M••••••••• L•• independent RIANov 26, 2019 to Jul 30, 2021 · Boca Raton, Fl
- G•• S••••••••• I••• BD affiliatedMar 29, 2019 to Aug 2, 2019 · Weston, Fl
- R•••••• P•••••• W••••• to B•••••••• I••••••••• G••••left Mar 31, 2025, registered Jul 1, 2025 (92 days) · corporate re-registration, not a move
- B••••••••• A•••• M••••••••• L•• to R•••••• P•••••• W•••••left Jul 30, 2021, registered Dec 10, 2021 (133 days) · Affiliated broker-dealer or bank to a newly registered adviser
- G•• S••••••••• I••• to B••••••••• A•••• M••••••••• L••left Aug 2, 2019, registered Nov 26, 2019 (116 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address