DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Hutchens Investment Management Inc

Former SEC-registered adviserConcord, New HampshireCRD 112312SEC 801-79467IAPD
Latest filing Mar 15, 2017
First filing on the tape Mar 27, 2012 · 12 filings
RAUM
$113M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$113M as of Mar 15, 2017
Mar 27, 2012$75.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 15, 2017
Mar 27, 20120 then
Employees (5.A)7 as of Mar 15, 2017
Mar 24, 20155 then
Private funds: no history
RAUM +0.8% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Mar 15, 2017; every figure names its basis
RAUM per advisor
$37.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.8%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
60reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • David William Hutchens · Presidentcontrol
    since 08/1995 · owns 50% to 75%
  • M Tracy Hutchens · Chief Compliance Officer
    since 02/2006 · owns 10% to 25%
  • Francis David Minor · Vice President Of Research
    since 05/2007 · owns less than 5%
  • Francis Michael Oneil · Owner
    since 11/1995 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 66 to 60
    May 11, 2016 to Mar 15, 2017
  • Advisory employees · 2 to 3
    May 11, 2016 to Mar 15, 2017
  • Employees · 6 to 7
    May 11, 2016 to Mar 15, 2017
  • State-registered IARs · 2 to 3
    May 11, 2016 to Mar 15, 2017
  • Discretionary RAUM · $112M to $113M
    May 11, 2016 to Mar 15, 2017
  • RAUM · $112M to $113M
    May 11, 2016 to Mar 15, 2017
  • Accounts · 67 to 66
    Jul 17, 2015 to Mar 29, 2016
  • Employees · 5 to 6
    Jul 17, 2015 to Mar 29, 2016
  • Discretionary RAUM · $112M to $112M
    Jul 17, 2015 to Mar 29, 2016
  • RAUM · $112M to $112M
    Jul 17, 2015 to Mar 29, 2016
  • Accounts · 64 to 67
    Aug 18, 2014 to Mar 24, 2015
  • Advisory employees · 3 to 2
    Aug 18, 2014 to Mar 24, 2015
  • Discretionary RAUM · $106M to $112M
    Aug 18, 2014 to Mar 24, 2015
  • RAUM · $106M to $112M
    Aug 18, 2014 to Mar 24, 2015
  • Accounts · 73 to 64
    Jun 22, 2012 to Mar 25, 2014
  • Advisory employees · unset to 3.0
    Jun 22, 2012 to Mar 25, 2014
  • Employees · unset to 5.0
    Jun 22, 2012 to Mar 25, 2014
  • State-registered IARs · 0 to 2
    Jun 22, 2012 to Mar 25, 2014
  • Discretionary RAUM · $75.9M to $106M
    Jun 22, 2012 to Mar 25, 2014
  • RAUM · $75.9M to $106M
    Jun 22, 2012 to Mar 25, 2014
Signals
1 dated events
  • Hutchens Investment Management Inc filed its initial SEC registration (Form ADV)
    Mar 25, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026