DFX Intelligence

D••••• W••••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

D••••• W••••••• N••••

Advisor at O•••• A••••••• S•••••••• L••

Vienna, VA | ATLANTA, GA

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Search this name across graphsid dfx:ria:beb37926-b4f7-952b-9028-444e528e5689

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 26, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	May 7, 2019	n/a	yes	Vienna, VA\|ATLANTA, GA	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	May 3, 2019	May 7, 2019	no	Vienna, VA\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• W••••• M••••••••• L••	O•••• A••••••• S•••••••• L••	May 14, 2019	May 3, 2019	-11	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
113908:171070:VA:2019-05-14	May 14, 2019	May 3, 2019	MCLEAN, VA	Firm change

Relationships

Registered with (2)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 3, 2019 to May 7, 2019factForm ADV
→ S•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 14, 2002 to May 14, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:beb37926-b4f7-952b-9028-444e528e5689
First observed: Jan 14, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.