DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dianne Williams Nolin
Certified Financial Planner
Feed of 09/15/2026
Also filed as Dianne Marie Williams
At current firm
7 y
since May 7, 2019
In the industry
34 y
since Nov 26, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
25
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Advisory Services, LLC BD affiliated currentsince May 7, 2019 · Vienna, Va
- Osaic Advisory Services, LLC BD affiliatedMay 3, 2019 to May 7, 2019 · Vienna, Va
- Spire Wealth Management, LLC BD affiliatedJan 14, 2002 to May 14, 2019 · Mclean, Va
Moves
a registration end followed by a registration begin elsewhere
- Spire Wealth Management, LLC to Osaic Advisory Services, LLCleft May 14, 2019, registered May 3, 2019 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address