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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Robin S Spencer

Advisor at CHARLES SCHWAB & CO., INC.

Novi, MI

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Search this name across graphsid dfx:ria:bebeff6c-8b68-d5ac-0284-3acc518d18fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Dec 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 26, 2008
First registration: Dec 1, 2010
Dual registered: yes, broker-dealer
Other names: ROBIN SEMONE SPENCER|Robin Spencer
IAPD individual key: 1378319

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 9, 2023	n/a	yes	Novi, MI	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 29, 2020	Sep 16, 2022	no	TROY, MI	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Dec 2, 2019	Jul 6, 2020	no	TROY, MI	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Jun 19, 2018	Dec 10, 2019	no	Southfield, MI	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jun 19, 2018	Dec 10, 2019	no	SOUTHFIELD, MI	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Apr 26, 2018	Jun 29, 2018	no	Southfield, MI\|Southfield, MI	Previous registration
COMERICA SECURITIES	Former SEC adviser	Jan 7, 2016	Jan 12, 2018	no	FARMINGTON, MI	Previous registration
MORGAN STANLEY	Wirehouse	Jun 7, 2012	Nov 5, 2015	no	Troy, MI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 1, 2010	Jun 4, 2012	no	DETROIT, MI\|HUNTINGTON WOODS, MI\|WAYNE, MI\|MADISON HEIGHTS, MI\|DETROIT, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	CHARLES SCHWAB & CO., INC.	Sep 16, 2022	Jun 9, 2023	266	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 6, 2020	Jul 29, 2020	23	Firm change	Ibd to ibd
CAPITAL ANALYSTS	PRUCO SECURITIES, LLC	Dec 10, 2019	Dec 2, 2019	-8	Firm change	Ibd to ibd
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Dec 10, 2019	Jun 19, 2018	-539	Firm change after gap	Ibd to ibd
AVANTAX ADVISORY SERVICES	LINCOLN INVESTMENT	Jun 29, 2018	Jun 19, 2018	-10	Firm change	Ibd to ibd
COMERICA SECURITIES	AVANTAX ADVISORY SERVICES	Jan 12, 2018	Apr 26, 2018	104	Firm change	Other
MORGAN STANLEY	COMERICA SECURITIES	Nov 5, 2015	Jan 7, 2016	63	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	MORGAN STANLEY	Jun 4, 2012	Jun 7, 2012	3	Firm change	Other

Relationships

Registered with (9)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jun 9, 2023 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 29, 2020 to Sep 16, 2022factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 2, 2019 to Jul 6, 2020factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Jun 19, 2018 to Dec 10, 2019factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jun 19, 2018 to Dec 10, 2019factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 26, 2018 to Jun 29, 2018factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Jan 7, 2016 to Jan 12, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 7, 2012 to Nov 5, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 1, 2010 to Jun 4, 2012factForm ADV

Dated events

Occurred
Sep 16, 2022
Advisor changed firm
Robin S Spencer left Fidelity Personal And Workplace Advisors for Charles Schwab & Co., Inc. (registered 2023-06-09)
Form ADVobserved 4 days ago