RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• S• S••••••
- C•••••• S••••• • C••• I••• national BD currentsince Jun 9, 2023 · Novi, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 29, 2020 to Sep 16, 2022 · Troy, Mi
- P•••• S••••••••• L•• no RAUMDec 2, 2019 to Jul 6, 2020 · Troy, Mi
- C•••••• A••••••• BD affiliatedJun 19, 2018 to Dec 10, 2019 · Southfield, Mi
- L•••••• I••••••••• independent RIAJun 19, 2018 to Dec 10, 2019 · Southfield, Mi
- A•••••• A••••••• S••••••• formerApr 26, 2018 to Jun 29, 2018 · Southfield, Mi
- C••••••• S••••••••• formerJan 7, 2016 to Jan 12, 2018 · Farmington, Mi
- M••••• S•••••• wirehouseJun 7, 2012 to Nov 5, 2015 · Troy, Mi
- C•••• I••••••••• S••••••• C•••• formerDec 1, 2010 to Jun 4, 2012 · Detroit, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••left Sep 16, 2022, registered Jun 9, 2023 (266 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 6, 2020, registered Jul 29, 2020 (23 days) · Affiliated broker-dealer or bank to another
- C•••••• A••••••• to P•••• S••••••••• L••left Dec 10, 2019, registered Dec 2, 2019 (-8 days) · Affiliated broker-dealer or bank to another
- L•••••• I••••••••• to C•••••• A•••••••left Dec 10, 2019, registered Jun 19, 2018 (-539 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to L•••••• I•••••••••left Jun 29, 2018, registered Jun 19, 2018 (-10 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• to A•••••• A••••••• S•••••••left Jan 12, 2018, registered Apr 26, 2018 (104 days) · Other
- M••••• S•••••• to C••••••• S•••••••••left Nov 5, 2015, registered Jan 7, 2016 (63 days) · Other
- C•••• I••••••••• S••••••• C•••• to M••••• S••••••left Jun 4, 2012, registered Jun 7, 2012 (3 days) · Other
- R•••• S• S•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for C•••••• S••••• • C••• I••• (registered 2023-06-09)Sep 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address