DFX Intelligence

S••••• P••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)28 years in industry

S••••• P••• F••••••

Advisor at V••••• P•••••••

DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:becc60aa-50e6-032f-f687-d53234155883

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 24, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• P•••••••	Independent wealth	Jun 1, 2022	n/a	yes	DOWNERS GROVE, IL	Current employment
H•••••••• P••••••• P•••••••	Independent wealth	Dec 8, 2021	Apr 29, 2022	no	DOWNERS GROVE, IL\|DOWNERS GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• P••••••• P•••••••	V••••• P•••••••	Apr 29, 2022	Jun 1, 2022	33	Firm change	RIA to RIA
H•••••••• A•••••• G••••• L••	H•••••••• P••••••• P•••••••	Dec 31, 2021	Dec 8, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
316636:316839:IL:2022-04-29	Apr 29, 2022	Jun 1, 2022	DOWNERS GROVE, IL	Firm change

Relationships

Registered with (5)

→ V••••• P•••••••Registered adviserregistration: current employment
Jun 1, 2022 to presentfactForm ADV
→ H•••••••• P••••••• P•••••••Registered adviserregistration: previous registration
Dec 8, 2021 to Apr 29, 2022factForm ADV
→ H•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jun 6, 2016 to Dec 31, 2021factForm ADV
→ W••••••••• F•••••••• G••••• I•••Registered adviser

Dated events

Occurred
Apr 29, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:becc60aa-50e6-032f-f687-d53234155883
First observed: Sep 24, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.