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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Lori Katherine Pilon

Advisor at U.S. BANCORP ADVISORS, LLC

Bozeman, MT

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Search this name across graphsid dfx:ria:bede05fb-027c-0b09-0b79-3fcacec8111a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 20, 2015
First registration: Aug 21, 2015
Dual registered: yes, broker-dealer
Other names: Lori Katherine Hartman|Lori K Pilon
IAPD individual key: 6485786

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Bozeman, MT	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Oct 26, 2023	Feb 13, 2026	no	Bozeman, MT\|Bozeman, MT	Previous registration
MODERA WEALTH MANAGEMENT, LLC	Independent wealth	Apr 26, 2023	Jul 21, 2023	no	BOZEMAN, MT\|WESTWOOD, NJ	Previous registration
PARSEC FINANCIAL	Former SEC adviser	Mar 25, 2021	Apr 27, 2023	no	ASHEVILLE, NC\|BOZEMAN, MT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 21, 2015	Feb 18, 2021	no	WINSTON SALEM, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
MODERA WEALTH MANAGEMENT, LLC	U.S. BANCORP INVESTMENTS, INC.	Jul 21, 2023	Oct 26, 2023	97	Firm change	RIA to ibd
PARSEC FINANCIAL	MODERA WEALTH MANAGEMENT, LLC	Apr 27, 2023	Apr 26, 2023	-1	Bulk transfer	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PARSEC FINANCIAL	Feb 18, 2021	Mar 25, 2021	35	Firm change	Wirehouse to RIA

Relationships

Registered with (5)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 26, 2023 to Feb 13, 2026factForm ADV
→ MODERA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 26, 2023 to Jul 21, 2023factForm ADV
→ PARSEC FINANCIALRegistered adviserregistration: previous registration
Mar 25, 2021 to Apr 27, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 21, 2015 to Feb 18, 2021factForm ADV

Dated events

Occurred
Jul 21, 2023
Advisor changed firm
Lori Katherine Pilon left Modera Wealth Management, Llc for U.S. Bancorp Investments, Inc. (registered 2023-10-26)
Form ADVobserved 4 days ago