DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lori Katherine Pilon
Feed of 09/14/2026
Also filed as Lori Katherine Hartman
At current firm
0 y
since Feb 13, 2026
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Feb 13, 2026 · Bozeman, Mt
- U.S. Bancorp Investments, Inc. formerOct 26, 2023 to Feb 13, 2026 · Bozeman, Mt
- Modera Wealth Management, LLC independent RIAApr 26, 2023 to Jul 21, 2023 · Bozeman, Mt
- Parsec Financial formerMar 25, 2021 to Apr 27, 2023 · Asheville, Nc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 21, 2015 to Feb 18, 2021 · Winston Salem, Nc
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLCleft Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- Modera Wealth Management, LLC to U.S. Bancorp Investments, Inc.left Jul 21, 2023, registered Oct 26, 2023 (97 days) · RIA to affiliated broker-dealer or bank
- Parsec Financial to Modera Wealth Management, LLCleft Apr 27, 2023, registered Apr 26, 2023 (-1 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Parsec Financialleft Feb 18, 2021, registered Mar 25, 2021 (35 days) · Wirehouse to independent RIA
Signals
- Lori Katherine Pilon left Modera Wealth Management, Llc for U.S. Bancorp Investments, Inc. (registered 2023-10-26)Jul 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address