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Advisor at WELLS FARGO ADVISORS
SOUTH PORTLAND, ME | PORTSMOUTH, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 2, 2022 | n/a | yes | PORTSMOUTH, NH|SOUTH PORTLAND, ME | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 23, 2015 | May 9, 2022 | no | PORTLAND, ME | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 19, 2002 | Feb 24, 2015 | no | PORTLAND, ME|PORTLAND, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | May 9, 2022 | May 2, 2022 | -7 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Feb 24, 2015 | Feb 23, 2015 | -1 | Firm change | Wirehouse to ibd |