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RIA / WealthAdvisor20 years in industry

DANIEL JAMES PESSAGNO

Advisor at APOLLON WEALTH MANAGEMENT, LLC

MOUNT PLEASANT, SC | Rockville, MD

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Search this name across graphsid dfx:ria:beeda275-2896-4579-9d70-d411d45ec2aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 8, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 2, 2006
First registration: May 8, 2006
Dual registered: no
Other names: DANIEL JAMES PESSAGNO|DANIEL JAMES PESSAGNO
IAPD individual key: 4771227

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Oct 7, 2024	n/a	yes	Rockville, MD\|MOUNT PLEASANT, SC	Current employment
CIC WEALTH, LLC	Former SEC adviser	Aug 16, 2018	Dec 31, 2024	no	OWING MILLS, MD	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 1, 2017	Jul 5, 2018	no	Towson, MD	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Aug 11, 2015	Dec 31, 2016	no	WILMINGTON, DE\|Baltimore, MD	Previous registration
WADDELL & REED	Former SEC adviser	Apr 15, 2015	Aug 18, 2015	no	OWINGS MILLS, MD	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 4, 2014	Apr 14, 2015	no	FOREST HILL, MD	Previous registration
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Dec 5, 2006	Apr 2, 2014	no	COLUMBUS, OH	Previous registration
NATIONWIDE INVESTMENT SERVICES CORPORATION	n/a	May 8, 2006	Dec 5, 2006	no	HUNT VALLEY, MD\|COLUMBIA, MD\|TIMONIUM, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CIC WEALTH, LLC	APOLLON WEALTH MANAGEMENT, LLC	Dec 31, 2024	Oct 7, 2024	-85	Firm change after gap	RIA to RIA
SECURIAN FINANCIAL SERVICES, INC.	CIC WEALTH, LLC	Jul 5, 2018	Aug 16, 2018	42	Firm change	Ibd to RIA
CADARET GRANT & CO INC	SECURIAN FINANCIAL SERVICES, INC.	Dec 31, 2016	Feb 1, 2017	32	Firm change	Other
WADDELL & REED	CADARET GRANT & CO INC	Aug 18, 2015	Aug 11, 2015	-7	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	WADDELL & REED	Apr 14, 2015	Apr 15, 2015	1	Firm change	Other
NATIONWIDE INVESTMENT ADVISORS, LLC	CETERA INVESTMENT ADVISERS LLC	Apr 2, 2014	Apr 4, 2014	2	Firm change	Other
NATIONWIDE INVESTMENT SERVICES CORPORATION	NATIONWIDE INVESTMENT ADVISORS, LLC	Dec 5, 2006	Dec 5, 2006	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
290198:291902:MD:2024-12-31	Dec 31, 2024	Oct 7, 2024	OWING MILLS, MD	Firm change after gap

Relationships

Registered with (8)

→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 7, 2024 to presentfactForm ADV
→ CIC WEALTH, LLCRegistered adviserregistration: previous registration
Aug 16, 2018 to Dec 31, 2024factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 1, 2017 to Jul 5, 2018factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Aug 11, 2015 to Dec 31, 2016factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Apr 15, 2015 to Aug 18, 2015factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Apr 4, 2014 to Apr 14, 2015factForm ADV
→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 5, 2006 to Apr 2, 2014factForm ADV
→ NATIONWIDE INVESTMENT SERVICES CORPORATIONRegistered adviserregistration: previous registration
May 8, 2006 to Dec 5, 2006factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Daniel James Pessagno left Cic Wealth, Llc for Apollon Wealth Management, Llc (registered 2024-10-07)
Form ADVobserved 4 days ago