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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

John Andrew Schick

Advisor at UMB FINANCIAL SERVICES, INC.

Schnecksville, PA | KANSAS CITY, MO

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Search this name across graphsid dfx:ria:bef0dafd-cce4-aea7-54cf-a104c677d219

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Aug 10, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UMB FINANCIAL SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 23, 1997
First registration: Aug 10, 2006
Dual registered: yes, broker-dealer
Other names: John A Schick
IAPD individual key: 2720454

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UMB FINANCIAL SERVICES, INC.	Independent wealth	Jun 3, 2026	n/a	yes	Schnecksville, PA\|KANSAS CITY, MO	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 1, 2018	Jun 5, 2026	no	Schnecksville, PA\|Schnecksville, PA\|Schnecksville, PA	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Jun 29, 2012	Oct 20, 2016	no	BETHLEHEM, PA\|SAN ANTONIO, TX	Previous registration
CAPSTONE ASSET MANAGEMENT	Former SEC adviser	Mar 17, 2011	Oct 1, 2025	no	SCHNECKSVILLE, PA	Previous registration
ASSET MANAGEMENT PARTNERS, LLC	n/a	Sep 2, 2009	Dec 31, 2010	no	ALLENTOWN, PA	Previous registration
MOMENTUM INDEPENDENT NETWORK INC.	Bd affiliated wealth	Aug 12, 2008	Jul 23, 2012	no	ALLENTOWN, PA	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Jul 30, 2008	Aug 5, 2008	no	BETHLEHEM, PA	Previous registration
ASSET MANAGEMENT PARTNERS INC	n/a	Aug 10, 2006	Dec 31, 2008	no	BETHLEHEM, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	UMB FINANCIAL SERVICES, INC.	Jun 5, 2026	Jun 3, 2026	-2	Firm change	Ibd to RIA
CAPSTONE ASSET MANAGEMENT	INVESTMENT PROFESSIONALS, INC.	Oct 1, 2025	Jun 29, 2012	-4,842	Firm change after gap	Other
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 20, 2016	Aug 1, 2018	650	Channel change	Other
MOMENTUM INDEPENDENT NETWORK INC.	ASSET MANAGEMENT PARTNERS, LLC	Jul 23, 2012	Sep 2, 2009	-1,055	Firm change after gap	Other
ASSET MANAGEMENT PARTNERS, LLC	CAPSTONE ASSET MANAGEMENT	Dec 31, 2010	Mar 17, 2011	76	Firm change	Other
ASSET MANAGEMENT PARTNERS INC	HILLTOP SECURITIES INC.	Dec 31, 2008	Jul 30, 2008	-154	Firm change after gap	Other
HILLTOP SECURITIES INC.	MOMENTUM INDEPENDENT NETWORK INC.	Aug 5, 2008	Aug 12, 2008	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:17073:PA:2026-06-05	Jun 5, 2026	Jun 3, 2026	SCHNECKSVILLE, PA	Firm change

Relationships

Registered with (7)

→ UMB FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Jun 3, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 1, 2018 to Jun 5, 2026factForm ADV
→ CAPSTONE ASSET MANAGEMENTRegistered adviserregistration: previous registration
Mar 17, 2011 to Oct 1, 2025factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Jun 29, 2012 to Oct 20, 2016factForm ADV
→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserregistration: previous registration
Aug 12, 2008 to Jul 23, 2012factForm ADV
→ ASSET MANAGEMENT PARTNERS, LLCRegistered adviserregistration: previous registration
Sep 2, 2009 to Dec 31, 2010factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Jul 30, 2008 to Aug 5, 2008factForm ADV

Dated events

Occurred
Jun 5, 2026
Advisor changed firm
John Andrew Schick left Ameriprise Financial Services, Llc for Umb Financial Services, Inc. (registered 2026-06-03)
Form ADVobserved 4 days ago
Occurred
Oct 1, 2025
Advisor changed firm
John Andrew Schick left Capstone Asset Management for Investment Professionals, Inc. (registered 2012-06-29)
Form ADVobserved 4 days ago