DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A••••• S•••••

U•• F•••••••• S•••••••• I•••independent RIASchnecksville, Pa dual registrantIAPD 2720454

Feed of 09/15/2026

Also filed as J••• A S•••••

At current firm

0 y

since Jun 3, 2026

In the industry

28 y

since Oct 23, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S•••••••• I••• i••••••••• wealth current
since Jun 3, 2026 · Schnecksville, Pa
A••••••••• F•••••••• S•••••••• L•• national BD
Aug 1, 2018 to Jun 5, 2026 · Schnecksville, Pa
I••••••••• P••••••••• I••• former
Jun 29, 2012 to Oct 20, 2016 · Bethlehem, Pa
C••••••• A•••• M••••••••• former
Mar 17, 2011 to Oct 1, 2025 · Schnecksville, Pa
A•••• M••••••••• P•••••••• L•• unclassified
Sep 2, 2009 to Dec 31, 2010 · Allentown, Pa
M••••••• I••••••••• N•••••• I••• BD affiliated
Aug 12, 2008 to Jul 23, 2012 · Allentown, Pa
H•••••• S••••••••• I••• BD affiliated
Jul 30, 2008 to Aug 5, 2008 · Bethlehem, Pa
A•••• M••••••••• P••••••• I•• unclassified
Aug 10, 2006 to Dec 31, 2008 · Bethlehem, Pa

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to U•• F•••••••• S•••••••• I•••
left Jun 5, 2026, registered Jun 3, 2026 (-2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
C••••••• A•••• M••••••••• to I••••••••• P••••••••• I•••
left Oct 1, 2025, registered Jun 29, 2012 (-4842 days) · Other
I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Oct 20, 2016, registered Aug 1, 2018 (650 days) · channel change inside one enterprise, not a move
M••••••• I••••••••• N•••••• I••• to A•••• M••••••••• P•••••••• L••
left Jul 23, 2012, registered Sep 2, 2009 (-1055 days) · Other
A•••• M••••••••• P•••••••• L•• to C••••••• A•••• M•••••••••
left Dec 31, 2010, registered Mar 17, 2011 (76 days) · Other
A•••• M••••••••• P••••••• I•• to H•••••• S••••••••• I•••
left Dec 31, 2008, registered Jul 30, 2008 (-154 days) · Other
H•••••• S••••••••• I••• to M••••••• I••••••••• N•••••• I•••
left Aug 5, 2008, registered Aug 12, 2008 (7 days) · Other

Signals

J••• A••••• S••••• left A••••••••• F•••••••• S•••••••• L•• for U•• F•••••••• S•••••••• I••• (registered 2026-06-03)
Jun 5, 2026 · Advisor changed firm · fact
J••• A••••• S••••• left C••••••• A•••• M••••••••• for I••••••••• P••••••••• I••• (registered 2012-06-29)
Oct 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address