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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JEFFERY LEE GARDNER

Advisor at WELLS FARGO ADVISORS

WEST DES MOINES, IA | OAKALOOSA, IA

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Search this name across graphsid dfx:ria:bef9adf8-10e5-bb77-8fce-f7684db3cfd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 5, 2014
First registration: Apr 7, 2014
Dual registered: yes, broker-dealer
Other names: JEFFERY LEE GARDNER|JEFFERY L GARDNER
IAPD individual key: 6294911

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 7, 2022	n/a	yes	WEST DES MOINES, IA\|OAKALOOSA, IA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Sep 23, 2021	Sep 12, 2022	no	DES MOINES, IA\|WEST DES MOINES, IA	Previous registration
FISHER INVESTMENTS	Independent wealth	Jan 14, 2021	Jul 15, 2021	no	GRIMES, IA\|PLANO, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Jan 11, 2021	no	West Des Moines, IA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Dec 31, 2020	no	OMAHA, NE\|WEST DES MOINES, IA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 27, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	May 13, 2016	Oct 7, 2016	no	DES MOINES, IA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 7, 2014	Sep 3, 2015	no	WEST DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Sep 12, 2022	Oct 7, 2022	25	Channel change	Wirehouse to wirehouse
FISHER INVESTMENTS	WELLS FARGO ADVISORS	Jul 15, 2021	Sep 23, 2021	70	Firm change	RIA to wirehouse
TD AMERITRADE, INC.	FISHER INVESTMENTS	Jan 11, 2021	Jan 14, 2021	3	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Feb 27, 2018	-1,038	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
VOYA FINANCIAL PARTNERS, LLC	SCOTTRADE INVESTMENT MANAGEMENT	Oct 7, 2016	Jan 27, 2017	112	Firm change	Other
WELLS FARGO ADVISORS	VOYA FINANCIAL PARTNERS, LLC	Sep 3, 2015	May 13, 2016	253	Firm change	Other

Relationships

Registered with (7)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 7, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 23, 2021 to Sep 12, 2022factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jan 14, 2021 to Jul 15, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Dec 31, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 27, 2017 to Feb 26, 2018factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
May 13, 2016 to Oct 7, 2016factForm ADV

Dated events

No dated event names this entity yet.