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RIA / WealthAdvisor21 years in industry

KENNETH BRIAN KANN

Advisor at BEACON POINTE ADVISORS, LLC

NEWPORT BEACH, CA | Scottsdale, AZ

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Search this name across graphsid dfx:ria:bf0144d9-86ef-2a01-1406-765fcce298ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON POINTE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 9, 2005
First registration: Jan 3, 2005
Dual registered: no
Other names: KUBLA KANN
IAPD individual key: 1953384

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON POINTE ADVISORS, LLC	Independent wealth	Feb 27, 2017	n/a	yes	Scottsdale, AZ\|NEWPORT BEACH, CA	Current employment
BEACON POINTE WEALTH ADVISORS, LLC	Former SEC adviser	Feb 27, 2017	Apr 27, 2020	no	Scottsdale, AZ\|NEWPORT BEACH, CA	Previous registration
WINDSOR CAPITAL MANAGEMENT, LLC	Independent wealth	Aug 19, 2010	Jan 27, 2017	no	PHOENIX, AZ	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 4, 2010	Aug 12, 2010	no	ARLINGTON, VA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 2, 2009	Mar 10, 2010	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|GLENDALE, AZ	Previous registration
BBVA COMPASS INVESTMENT SOLUTIONS, INC	n/a	Nov 30, 2006	Jul 17, 2008	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
EDELMAN FINANCIAL ENGINES	Independent wealth	Jan 3, 2005	Nov 2, 2006	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEACON POINTE WEALTH ADVISORS, LLC	BEACON POINTE ADVISORS, LLC	Apr 27, 2020	Feb 27, 2017	-1,155	Bulk transfer	Other
WINDSOR CAPITAL MANAGEMENT, LLC	BEACON POINTE WEALTH ADVISORS, LLC	Jan 27, 2017	Feb 27, 2017	31	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	WINDSOR CAPITAL MANAGEMENT, LLC	Aug 12, 2010	Aug 19, 2010	7	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	E*TRADE CAPITAL MANAGEMENT, LLC	Mar 10, 2010	May 4, 2010	55	Firm change	Other
BBVA COMPASS INVESTMENT SOLUTIONS, INC	CHASE INVESTMENT SERVICES CORP.	Jul 17, 2008	Jul 2, 2009	350	Firm change	Other
EDELMAN FINANCIAL ENGINES	BBVA COMPASS INVESTMENT SOLUTIONS, INC	Nov 2, 2006	Nov 30, 2006	28	Firm change	Other

Relationships

Registered with (7)

→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: current employment
Feb 27, 2017 to presentfactForm ADV
→ BEACON POINTE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 27, 2017 to Apr 27, 2020factForm ADV
→ WINDSOR CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 19, 2010 to Jan 27, 2017factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 4, 2010 to Aug 12, 2010factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 2, 2009 to Mar 10, 2010factForm ADV
→ BBVA COMPASS INVESTMENT SOLUTIONS, INCRegistered adviserregistration: previous registration
Nov 30, 2006 to Jul 17, 2008factForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Jan 3, 2005 to Nov 2, 2006factForm ADV

Dated events

No dated event names this entity yet.