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J•••• A••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

J•••• A••••• L•••••••

Advisor at A•••••• W••••• M••••••••• L••

Charleston, WV | CARLSBAD, CA | CHARLESTON, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf141ace-f51c-3548-4e72-7567b1c662bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Aug 13, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• W•••••	Independent wealth	Jul 1, 2026	n/a	yes	CHARLESTON, WV	Current employment
A•••••• W••••• M••••••••• L••	Independent wealth	Feb 3, 2025	n/a	yes	Charleston, WV\|CARLSBAD, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• M••••• W••••• A•••••••• L••	A•••••• W••••• M••••••••• L••	Jan 30, 2025	Feb 3, 2025	4	Firm change	RIA to RIA
D•••• H••••• G•••••• W••••• A••••••• L••	F••••• M••••• W••••• A•••••••• L••	Aug 24, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110905:164081:VA:2025-01-30	Jan 30, 2025	Feb 3, 2025	TYSONS, VA	Firm change

Relationships

Registered with (8)

→ V••••••• W•••••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ F••••• M••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 13, 2022 to Jan 30, 2025factForm ADV
→ D•••• H••••• G•••••• W••••• A••••••• L••

Dated events

Occurred
Jan 30, 2025
Advisor changed firm
J•••• A••••• L••••••• left F••••• M••••• W••••• A•••••••• L•• for A•••••• W••••• M••••••••• L•• (registered 2025-02-03)
Form ADVobserved 7 days ago
Occurred
Aug 24, 2022
Advisor changed firm
J•••• A••••• L••••••• left D•••• H••••• G•••••• W••••• A••••••• L•• for F••••• M••••• W••••• A•••••••• L•• (registered 2022-06-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf141ace-f51c-3548-4e72-7567b1c662bc
First observed: Aug 13, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.