DFX Intelligence

C••••••••• D•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant15 years in industry

C••••••••• D•••• W••••••

Advisor at A• W••••• M••••••••• L••

Brentwood, TN | Huntsville, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf2d7736-f662-90e9-34d9-dd95c4443fab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	Nov 16, 2016	n/a	yes	Brentwood, TN\|Huntsville, AL	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	Nov 16, 2011	Nov 17, 2016	no	MURFREESBORO, TN\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	A• W••••• M••••••••• L••	Nov 17, 2016	Nov 16, 2016	-1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
132070:282580:FL:2016-11-17	Nov 17, 2016	Nov 16, 2016	SARASOTA, FL	Firm change

Relationships

Registered with (2)

→ A• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 16, 2016 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Nov 16, 2011 to Nov 17, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf2d7736-f662-90e9-34d9-dd95c4443fab
First observed: Nov 16, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.