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Advisor at ONE CAPITAL MANAGEMENT, LLC
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ONE CAPITAL MANAGEMENT, LLC | Independent wealth | Jan 14, 2020 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| BEACON POINTE WEALTH ADVISORS, LLC | Former SEC adviser | Aug 5, 2019 | Jan 13, 2020 | no | NEWPORT BEACH, CA|SANTA BARBARA, CA | Previous registration |
| BEACON POINTE ADVISORS, LLC | Independent wealth | Aug 5, 2019 | Jan 13, 2020 | no | NEWPORT BEACH, CA|SANTA BARBARA, CA | Previous registration |
| PURE FINANCIAL ADVISORS, LLC | Independent wealth | Jan 19, 2017 | Jul 16, 2019 | no | SAN DIEGO, CA|Sherman Oaks, CA|Woodland Hills, CA | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 11, 2006 | Nov 28, 2016 | no | MANCHESTER, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BEACON POINTE ADVISORS, LLC | ONE CAPITAL MANAGEMENT, LLC | Jan 13, 2020 | Jan 14, 2020 | 1 | Firm change | RIA to RIA |
| BEACON POINTE WEALTH ADVISORS, LLC | BEACON POINTE ADVISORS, LLC | Jan 13, 2020 | Aug 5, 2019 | -161 | Firm change after gap | RIA to RIA |
| PURE FINANCIAL ADVISORS, LLC | BEACON POINTE WEALTH ADVISORS, LLC | Jul 16, 2019 | Aug 5, 2019 | 20 | Firm change | RIA to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | PURE FINANCIAL ADVISORS, LLC | Nov 28, 2016 | Jan 19, 2017 | 52 | Firm change | Other |