DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DAVID CHARLES FISCHER

Advisor at PUTNAM INVESTMENT MANAGEMENT, LLC

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf3b5c0d-1bc2-4466-eb54-7135b30bbdd8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PUTNAM INVESTMENT MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 27, 2004
First registration: Sep 1, 2004
Dual registered: yes, broker-dealer
Other names: DAVID CHARLES BENSON FISCHER|DAVID C FISCHER
IAPD individual key: 4815310

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Oct 5, 2015	n/a	yes	BOSTON, MA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 1, 2004	Dec 12, 2007	no	BLOOMFIELD HILLS, MI\|BLOOMFIELD HILLS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PUTNAM INVESTMENT MANAGEMENT, LLC	Dec 12, 2007	Oct 5, 2015	2,854	Firm change after gap	Other

Relationships

Registered with (2)

→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 5, 2015 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 1, 2004 to Dec 12, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf3b5c0d-1bc2-4466-eb54-7135b30bbdd8
First observed: Sep 1, 2004
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID CHARLES FISCHER

Advisor at PUTNAM INVESTMENT MANAGEMENT, LLC

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf3b5c0d-1bc2-4466-eb54-7135b30bbdd8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:03 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PUTNAM INVESTMENT MANAGEMENT, LLC

Asset manager

Oct 5, 2015

n/a

yes

BOSTON, MA

Current employment

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Sep 1, 2004

Dec 12, 2007

BLOOMFIELD HILLS, MI|BLOOMFIELD HILLS, MI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PUTNAM INVESTMENT MANAGEMENT, LLC

Dec 12, 2007

Oct 5, 2015

2,854

Firm change after gap

Other