DFX Intelligence

Data Factory

RIA / WealthAdvisor15 years in industry

WILLIAM SANDS JR

Advisor at DEL VAL RETIREMENT AND INVESTMENT SERVICES INC

DOYLESTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf5d5b73-966f-a9a4-739e-af22c030e75a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DEL VAL RETIREMENT AND INVESTMENT SERVICES INC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Oct 8, 2010
First registration: Oct 11, 2010
Dual registered: no
Other names: WILLIAM DAVID SANDS|WILLIAM DAVID SANDS|WILLIAM DAVID SANDS|WILLIAM DAVID SANDS|WILLIAM DAVID SANDS|WILLIAM DAVID SANDS
IAPD individual key: 5801085

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DEL VAL RETIREMENT AND INVESTMENT SERVICES INC	State registered	Aug 28, 2024	n/a	yes	DOYLESTOWN, PA	Current employment
WINTHROP PARTNERS - EPA, LLC	Independent wealth	Jun 16, 2017	Sep 12, 2022	no	Doylestown, PA\|ORCHARD, NY	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 20, 2015	Apr 28, 2017	no	BENSALEM, PA\|OCEAN CITY, NJ\|PHILADELPHIA, PA\|YARDLEY, PA	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Dec 2, 2013	Nov 20, 2014	no	Philadelphia, PA\|Philadelphia, PA\|Philadelphia, PA\|Philadelphia, PA\|Wyndmoor, PA\|VILLANOVA, PA\|Philadelphia, PA\|Philadelphia, PA\|Philadelphia, PA\|PHILADELPHIA, PA\|Philadelphia, PA	Previous registration
WADDELL & REED	Former SEC adviser	May 15, 2013	Nov 14, 2013	no	CHARLEROI, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 11, 2010	Jan 17, 2013	no	DOYLESTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WINTHROP PARTNERS - EPA, LLC	DEL VAL RETIREMENT AND INVESTMENT SERVICES INC	Sep 12, 2022	Aug 28, 2024	716	Firm change after gap	RIA to state RIA
PNC WEALTH MANAGEMENT	WINTHROP PARTNERS - EPA, LLC	Apr 28, 2017	Jun 16, 2017	49	Firm change	Other
SANTANDER SECURITIES	PNC WEALTH MANAGEMENT	Nov 20, 2014	May 20, 2015	181	Firm change	Other
WADDELL & REED	SANTANDER SECURITIES	Nov 14, 2013	Dec 2, 2013	18	Firm change	Other
WELLS FARGO ADVISORS	WADDELL & REED	Jan 17, 2013	May 15, 2013	118	Firm change	Other

Relationships

Registered with (6)

→ DEL VAL RETIREMENT AND INVESTMENT SERVICES INCRegistered adviserregistration: current employment
Aug 28, 2024 to presentfactForm ADV
→ WINTHROP PARTNERS - EPA, LLCRegistered adviserregistration: previous registration
Jun 16, 2017 to Sep 12, 2022factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 20, 2015 to Apr 28, 2017factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Dec 2, 2013 to Nov 20, 2014factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
May 15, 2013 to Nov 14, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 11, 2010 to Jan 17, 2013factForm ADV

Dated events

Occurred
Sep 12, 2022
Advisor changed firm
William Sands Jr left Winthrop Partners - Epa, Llc for Del Val Retirement And Investment Services Inc (registered 2024-08-28)
Form ADVobserved 5 days ago