RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• S•••• J•
- D•• V•• R••••••••• A•• I••••••••• S••••••• I•• state registered currentsince Aug 28, 2024 · Doylestown, Pa
- W••••••• P••••••• • E••• L•• independent RIAJun 16, 2017 to Sep 12, 2022 · Doylestown, Pa
- P•• W••••• M••••••••• BD affiliatedMay 20, 2015 to Apr 28, 2017 · Bensalem, Pa
- S•••••••• S••••••••• BD affiliatedDec 2, 2013 to Nov 20, 2014 · Philadelphia, Pa
- W•••••• • R••• formerMay 15, 2013 to Nov 14, 2013 · Charleroi, Pa
- W•••• F•••• A••••••• wirehouseOct 11, 2010 to Jan 17, 2013 · Doylestown, Pa
- W••••••• P••••••• • E••• L•• to D•• V•• R••••••••• A•• I••••••••• S••••••• I••left Sep 12, 2022, registered Aug 28, 2024 (716 days) · RIA to a state-registered adviser
- P•• W••••• M••••••••• to W••••••• P••••••• • E••• L••left Apr 28, 2017, registered Jun 16, 2017 (49 days) · Other
- S•••••••• S••••••••• to P•• W••••• M•••••••••left Nov 20, 2014, registered May 20, 2015 (181 days) · Other
- W•••••• • R••• to S•••••••• S•••••••••left Nov 14, 2013, registered Dec 2, 2013 (18 days) · Other
- W•••• F•••• A••••••• to W•••••• • R•••left Jan 17, 2013, registered May 15, 2013 (118 days) · Other
- W•••••• S•••• J• left W••••••• P••••••• • E••• L•• for D•• V•• R••••••••• A•• I••••••••• S••••••• I•• (registered 2024-08-28)Sep 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address