DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••• F•••• W••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 12, 2018 · 25 filings
SEC status approved since Jan 28, 2019
RAUM
$491M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
89%
$435M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$98.2M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$491M as of Mar 31, 2026
Mar 27, 2020$225M then
HNW client RAUM$417M as of Mar 31, 2026
Mar 27, 2020$176M then
State-registered IARs (5.B.3)6 as of Mar 31, 2026
Mar 27, 20203 then
Employees (5.A)6 as of Mar 31, 2026
Mar 27, 20204 then
Private funds: no history
RAUM +14% over the last fiscal year+19% a year over threeIARs 4 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $98.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $703,786derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $109M, 47 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$417M85%
- Corporations and businesses$41.4M8.4%
- Individuals$19.0M3.9%
- Charitable organizations$8.0M1.6%
- Pension and profit-sharing plans$6.4M1.3%
- Individual clients
- 91reported
- HNW clients
- 107reported
- Pension plan clients
- 1reported
- Charitable clients
- 19reported
- Accounts
- 698reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $109M for 47 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Z•••••• A•••• M•••••Certified Financial Planner | Atlanta, Ga | Jul 17, 2019 | 15 y | 2 |
| B••• R••••• C••••••Chartered Financial Consultant | Atlanta, Ga | Feb 15, 2024 | 14 y | 0 |
| J•••••• R••••• M•••••• | Atlanta, Ga | Aug 8, 2024 | 10 y | 1 |
| B••••••• D••••• L••••• | Atlanta, Ga | Apr 10, 2025 | 11 y | 0 |
| J••••• P••• W••••• | Atlanta, Ga | Jan 5, 2026 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- T••••• E•••• M•••• to K••••• A••••••• S•••••••• L••Jun 10, 2024 · RIA to affiliated broker-dealer or bank
- N••••••• J•••• S•••••• to W•••••• A•••••••• L••Sep 11, 2023 · RIA to RIA
- H••••• O• S•••• to M••••• S••••••Oct 13, 2022 · RIA to wirehouse
- C••••• B••••• J••• to J••• M••••• S••••••••• L••Nov 15, 2021 · RIA to wirehouse
- R••••• M•••• M••••• to C•••••• I••••••••• A••••••• S•••••••• L••Jun 11, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- J••••• P••• W••••• from H••••••• F••••••••Jan 5, 2026 · RIA to RIA
- J•••••• R••••• M•••••• from L••••• W••••• P•••••••Aug 8, 2024 · RIA to RIA
- H••••• O• S•••• from P•••••••• S••••••••• I•••Feb 17, 2022 · Affiliated broker-dealer or bank to independent RIA
- Z•••••• A•••• M••••• from T•• I••••••••• A•••• M••••••••• L••Jul 17, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• Z••••••• A•••• · Founder/Managing Partner/Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- M•••••• Z••••••• A•••• · Managing Membercontrolsince 03/2023 · owns 75% or more of B•••• T••• I•••••••••
Entity owners
- B•••• T••• I••••••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-03-06, yes on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 648 to 698Mar 6, 2025 to Mar 31, 2026
- Advisory employees · 4 to 6Mar 6, 2025 to Mar 31, 2026
- Advisory activities · 4 to 5Mar 6, 2025 to Mar 31, 2026
- Charity clients · 18 to 19Mar 6, 2025 to Mar 31, 2026
- HNW clients · 104 to 107Mar 6, 2025 to Mar 31, 2026
- Individual clients · 99 to 91Mar 6, 2025 to Mar 31, 2026
- Employees · 7 to 6Mar 6, 2025 to Mar 31, 2026
- State-registered IARs · 4 to 6Mar 6, 2025 to Mar 31, 2026
- Discretionary RAUM · $414M to $435MMar 6, 2025 to Mar 31, 2026
- HNW RAUM · $392M to $417MMar 6, 2025 to Mar 31, 2026
- Individual RAUM · $18.6M to $19.0MMar 6, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $16.2M to $56.7MMar 6, 2025 to Mar 31, 2026
- Pension RAUM · $2.3M to $6.4MMar 6, 2025 to Mar 31, 2026
- RAUM · $430M to $491MMar 6, 2025 to Mar 31, 2026
- Accounts · 619 to 648Apr 24, 2024 to Mar 6, 2025
- Advisory employees · 5 to 4Apr 24, 2024 to Mar 6, 2025
- Charity clients · 14 to 18Apr 24, 2024 to Mar 6, 2025
- Corporate clients · 0 to 1Apr 24, 2024 to Mar 6, 2025
- HNW clients · 138 to 104Apr 24, 2024 to Mar 6, 2025
- Individual clients · 85 to 99Apr 24, 2024 to Mar 6, 2025
- Assets in custody · $0 to $109MApr 24, 2024 to Mar 6, 2025
- Custody of client assets · false to trueApr 24, 2024 to Mar 6, 2025
- Employees · 6 to 7Apr 24, 2024 to Mar 6, 2025
- Financial planning clients · 51-100 to 51-100Apr 24, 2024 to Mar 6, 2025
- State-registered IARs · 5 to 4Apr 24, 2024 to Mar 6, 2025
- Discretionary RAUM · $337M to $414MApr 24, 2024 to Mar 6, 2025
- HNW RAUM · $350M to $392MApr 24, 2024 to Mar 6, 2025
- Individual RAUM · $6.4M to $18.6MApr 24, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $24.3M to $16.2MApr 24, 2024 to Mar 6, 2025
- Pension RAUM · $2.0M to $2.3MApr 24, 2024 to Mar 6, 2025
- RAUM · $361M to $430MApr 24, 2024 to Mar 6, 2025
- Accounts · 593 to 619Nov 10, 2023 to Feb 15, 2024
- Advisory employees · 4 to 5Nov 10, 2023 to Feb 15, 2024
- Charity clients · 5 to 14Nov 10, 2023 to Feb 15, 2024
- Corporate clients · 17 to 0Nov 10, 2023 to Feb 15, 2024
- HNW clients · 370 to 138Nov 10, 2023 to Feb 15, 2024
- Individual clients · 193 to 85Nov 10, 2023 to Feb 15, 2024
- Pension plan clients · 8 to 1Nov 10, 2023 to Feb 15, 2024
- Employees · 4 to 6Nov 10, 2023 to Feb 15, 2024
- State-registered IARs · 4 to 5Nov 10, 2023 to Feb 15, 2024
Signals
8 dated events
- T••••• E•••• M•••• left P•••• F•••• W••••• A•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2024-06-17)Jun 10, 2024 · Advisor changed firm · fact
- Stephen Jeffrey Diamond (Founder/Managing Partner) no longer on Schedule A of P•••• F•••• W••••• A•••••••• L•• (listed 2023-05-17, absent 2023-09-13)Sep 13, 2023 · Control person left · inference
- Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of P•••• F•••• W••••• A•••••••• L•• (listed 2023-05-17, absent 2023-09-13)Sep 13, 2023 · Control person left · inference
- N••••••• J•••• S•••••• left P•••• F•••• W••••• A•••••••• L•• for W•••••• A•••••••• L•• (registered 2023-09-18)Sep 11, 2023 · Advisor changed firm · fact
- H••••• O• S•••• left P•••• F•••• W••••• A•••••••• L•• for M••••• S•••••• (registered 2022-08-04)Oct 13, 2022 · Advisor changed firm · fact
- Leigh Stacy Sizemore (Chief Compliance Officer) appeared on Schedule A of P•••• F•••• W••••• A•••••••• L••Jun 14, 2019 · Control person joined · fact
- Louise Megan Castleman (Chief Compliance Officer) no longer on Schedule A of P•••• F•••• W••••• A•••••••• L•• (listed 2018-12-12, absent 2019-06-14)Jun 14, 2019 · Control person left · inference
- P•••• F•••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••• F•••• W••••• A•••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- cjabs@pacesferrywealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 404-480-5200reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- pacesferrywealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-480-5200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026