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Advisor at PARADIGM GLOBAL INVESTORS
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARADIGM GLOBAL INVESTORS | Asset manager | Jan 1, 2026 | n/a | yes | DALLAS, TX | Current employment |
| PARADIGM INSTITUTIONAL INVESTORS | Former SEC adviser | Jan 2, 2024 | Dec 31, 2025 | no | DALLAS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 5, 2004 | Nov 30, 2005 | no | DALLAS, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 23, 2004 | Sep 25, 2004 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARADIGM INSTITUTIONAL INVESTORS | PARADIGM GLOBAL INVESTORS | Dec 31, 2025 | Jan 1, 2026 | 1 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PARADIGM INSTITUTIONAL INVESTORS | Nov 30, 2005 | Jan 2, 2024 | 6,607 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 25, 2004 | Oct 5, 2004 | 10 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 329115:338287:TX:2025-12-31 | Dec 31, 2025 | Jan 1, 2026 | DALLAS, TX | Firm change |