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Advisor at OSAIC ADVISORY SERVICES, LLC
SAN DIEGO, CA | Poway, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | Poway, CA|SAN DIEGO, CA | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Jan 2, 2018 | Nov 8, 2024 | no | SAN DIEGO, CA | Previous registration |
| LABRUM WEALTH MANAGEMENT, LLC | Former SEC adviser | Aug 7, 2015 | Jan 2, 2018 | no | SAN DIEGO, CA|CARLSBAD, CA | Previous registration |
| SBR FINANCIAL GROUP | n/a | Jul 26, 2013 | Jul 29, 2015 | no | SAN DIEGO, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jan 16, 2009 | Jul 17, 2013 | no | SAN DIEGO, CA | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Aug 7, 2006 | Jan 21, 2009 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | OSAIC ADVISORY SERVICES, LLC | Nov 8, 2024 | Nov 8, 2024 | 0 | Bulk transfer | Ibd to ibd |
| LABRUM WEALTH MANAGEMENT, LLC | ARBOR POINT ADVISORS | Jan 2, 2018 | Jan 2, 2018 | 0 | Firm change | Other |
| SBR FINANCIAL GROUP | LABRUM WEALTH MANAGEMENT, LLC | Jul 29, 2015 | Aug 7, 2015 | 9 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | SBR FINANCIAL GROUP | Jul 17, 2013 | Jul 26, 2013 | 9 | Firm change | Other |
| FIRST COMMAND FINANCIAL PLANNING, INC. | SECURITIES AMERICA ADVISORS, INC. | Jan 21, 2009 | Jan 16, 2009 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 167396:150734:CA:2015-07-29 | Jul 29, 2015 | Aug 7, 2015 | SAN DIEGO, CA | Firm change |