DFX Intelligence

M•••••• R••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

M•••••• R••••• H•••••

Advisor at S•••••••• F•••••••• C•••••••• L••

Round Rock, TX

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Search this name across graphsid dfx:ria:bf725e56-08c6-e141-bf32-95de45652f13

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• F•••••••• C•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• F•••••••• C•••••••• L••	Independent wealth	Oct 23, 2018	n/a	yes	Round Rock, TX	Current employment
C••••••• M••••••••• I••••••••• A•••••••• L••	Asset manager	May 1, 2010	Jul 10, 2012	no	AUSTIN, TX\|MINNEAPOLIS, MN\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• I••••••••• A•••••••• L••	S•••••••• F•••••••• C•••••••• L••	Jul 10, 2012	Oct 23, 2018	2,296	Firm change after gap	Other
B••• A•••••••• L••	C••••••• M••••••••• I••••••••• A•••••••• L••	May 1, 2010	May 1, 2010

Relationships

Registered with (3)

→ S•••••••• F•••••••• C•••••••• L••Registered adviserregistration: current employment
Oct 23, 2018 to presentfactForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 1, 2010 to Jul 10, 2012factForm ADV
→ B••• A•••••••• L••Registered adviserregistration: previous registration
Dec 1, 2005 to May 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf725e56-08c6-e141-bf32-95de45652f13
First observed: Dec 1, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.