R••• P••••••

Advisor at S•••••• I••••••••• M••••••••• L••

WINTER PARK, FL | ALTAMONTE SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• I••••••••• M••••••••• L••	Independent wealth	Jan 9, 2025	n/a	yes	WINTER PARK, FL\|ALTAMONTE SPRINGS, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 24, 2022	May 15, 2024	no	WINTER PARK, FL\|ALTAMONTE SPRINGS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••••• I••••••••• M••••••••• L••	May 15, 2024	Jan 9, 2025	239	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	L•• F•••••••• L••	Jan 16, 2007	Jun 24, 2008

Relationships

Registered with (3)

→ S•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 24, 2022 to May 15, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 22, 2000 to Jan 16, 2007factForm ADV

Dated events

Occurred
May 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 22, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.