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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED

CRD 125142

TORONTO, ON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf7826b1-ad1e-b574-0fa6-c76e04fd3400

Data as of Apr 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 22
On other graphs: 0
Observed: Mar 30, 2012 to Apr 16, 2026
53 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $378MItem 5.F on the latest filing (2026-04-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $378M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 429
Advisory employees: 13
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 5
SEC number: 801-61860
CIK: 1254859
CRD: 125142
Filings on the tape: 53
First filed: Mar 30, 2012
Latest filed: Apr 16, 2026
Organised: Corporation
Website: manulifeim.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Assef, Amirali	Director	Na	yes	06/2024	Jul 23, 2024	Aug 12, 2024
Bogle, James, William	CHIEF FINANCIAL OFFICER	Na	yes	06/2020	Mar 31, 2021	Aug 12, 2024
Bourret, Elise	Director	Na	yes	06/2019	Mar 27, 2020	Aug 12, 2024
Hayes, Rebecca, Rose	GENERAL COUNSEL AND SECRETARY	Na	yes	12/2021	Mar 30, 2022	Aug 12, 2024
MANULIFE FINANCIAL CORPORATION	Shareholder	E	yes	09/1999	Mar 30, 2012	Aug 12, 2024
Sethi, Mamta, Suri	NON-EXECUTIVE DIRECTOR	Na	yes	06/2023	Dec 22, 2023	Aug 12, 2024
THE MANUFACTURERS LIFE INSURANCE COMPANY	Shareholder	E	yes	01/2003	Mar 30, 2012	Aug 12, 2024
WALKER, CHRISTOPHER, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	06/2009	Mar 30, 2012	Aug 12, 2024
ZERILLI, LEONARDO, MANUEL	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	01/2021	Mar 31, 2021	Aug 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MANULIFE INVESTMENT MANAGEMENT (US) LLC	n/a	Asset manager	$228B	N	yes	n/a
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	n/a	Asset manager	$212B	N	yes	n/a
JOHN HANCOCK VARIABLE TRUST ADVISERS LLC	n/a	Asset manager	$69B	N	yes	n/a
JOHN HANCOCK DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
JOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.)	n/a	n/a	n/a	N	yes	n/a
JOHN HANCOCK TRUST COMPANY LLC	n/a	n/a	n/a	N	yes	n/a
MANULIFE FINANCIAL CORPORATION	n/a	n/a	n/a	Y	yes	n/a
MANULIFE INVESTMENT MANAGEMENT (EUROPE) LIMITED	n/a	n/a	n/a	N	yes	n/a
MANULIFE INVESTMENT MANAGEMENT (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
MANULIFE INVESTMENT MANAGEMENT (SINGAPORE) PTE. LTD.	n/a	n/a	n/a	N	yes	n/a
MANULIFE INVESTMENT MANAGEMENT (TAIWAN) CO., LTD	n/a	n/a	n/a	N	yes	n/a
MANULIFE INVESTMENT MANAGEMENT DISTRIBUTORS INC.	n/a	n/a	n/a	N	yes	n/a
MANULIFE INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
THE MANUFACTURERS LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Montreal	n/a	Canada	7	no
Boston	Ma	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 16, 2026	$378M	$378M	429	13	2	n/a	n/a
2024	Mar 28, 2025	$23B	$19B	421	27	2	n/a	n/a
2023	Mar 28, 2024	$20B	$16B	435	26	2	n/a	n/a
2022	Mar 31, 2023	$14B	$13B	395	21	2	n/a	n/a
2021	Mar 30, 2022	$17B	$16B	0	0	1	n/a	n/a
2020	Mar 31, 2021	$14B	$14B	0	0	1	n/a	n/a
2019	Mar 27, 2020	$13B	$13B	0	0	1	n/a	n/a
2018	Mar 29, 2019	$11B	$11B	0	0	2	n/a	n/a
2017	Mar 29, 2018	$99B	$98B	0	0	2	n/a	n/a
2016	Mar 30, 2017	$96B	$96B	0	0	n/a	n/a	n/a
2015	Mar 30, 2016	$98B	$98B	0	0	n/a	n/a	n/a
2014	Mar 31, 2015	$106B	$106B	175	26	n/a	n/a	n/a
2013	Mar 28, 2014	$107B	$107B	175	28	n/a	n/a	n/a
2012	Mar 28, 2013	$94B	$94B	0	0	n/a	n/a	n/a
2011	Mar 30, 2012	$96B	$95B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$378M	$23B	-98.4%	$14B	-69.7%	429	421	2	2

Relationships

Affiliated with (8)

→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ JOHN HANCOCK VARIABLE TRUST ADVISERS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INCRegistered adviserother investment adviser, bank, common control
factForm ADV
← JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← JOHN HANCOCK VARIABLE TRUST ADVISERS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← DECLARATION MANAGEMENT & RESEARCH LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (9)

← ZERILLI, LEONARDO, MANUELOwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 31, 2021 to Aug 12, 2024factForm ADV
← WALKER, CHRISTOPHER, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to Aug 12, 2024factForm ADV
← Bourret, EliseOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2020 to Aug 12, 2024factForm ADV
← Bogle, James, WilliamOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 31, 2021 to Aug 12, 2024factForm ADV
← Hayes, Rebecca, RoseOwnerGENERAL COUNSEL AND SECRETARY, ownership code NA, individual
Mar 30, 2022 to Aug 12, 2024factForm ADV
← Sethi, Mamta, SuriOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Dec 22, 2023 to Aug 12, 2024factForm ADV
← Assef, AmiraliOwnerDIRECTOR, ownership code NA, individual
Jul 23, 2024 to Aug 12, 2024factForm ADV
← MANULIFE FINANCIAL CORPORATIONOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to Aug 12, 2024factForm ADV
← THE MANUFACTURERS LIFE INSURANCE COMPANYOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to Aug 12, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Manulife Investment Management (North America) Limited reported RAUM $377.8M, down 98% from $23.4B (2025-03-28 to 2026-03-31)
Form ADVobserved 4 days ago
$-23.0B
Occurred
Jul 23, 2024
Control person joined
Amirali Assef (Director) appeared on Schedule A of Manulife Investment Management (North America) Limited
Form ADVobserved 4 days ago
Occurred
Jul 23, 2024
Control person left
Yanic Chagnon (Director) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2024-05-30, absent 2024-07-23)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Manulife Investment Management (North America) Limited reported RAUM $19.9B, up 47% from $13.5B (2024-01-19 to 2024-03-28)
Form ADVobserved 4 days ago
$6.4B
Occurred
Dec 22, 2023
Control person left
Paul Christopher Conkey (Director) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2023-06-14, absent 2023-12-22)
Form ADVobserved 4 days ago
Occurred
Dec 22, 2023
Control person left
Geoffrey Adam Neal (Director) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2023-06-14, absent 2023-12-22)
Form ADVobserved 4 days ago
Occurred
Dec 22, 2023
Control person joined
Suri Mamta Sethi (Non-Executive Director) appeared on Schedule A of Manulife Investment Management (North America) Limited
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Control person joined
Rose Rebecca Hayes (General Counsel And Secretary) appeared on Schedule A of Manulife Investment Management (North America) Limited
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Control person left
Elizabeth Saati (General Counsel And Secretary) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2021-03-31, absent 2022-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person left
Bernard Letendre (President And Chief Executive Officer) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2020-03-27, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person left
Maria Christine Marino (Chief Financial Officer) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2020-03-27, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person joined
William James Bogle (Chief Financial Officer) appeared on Schedule A of Manulife Investment Management (North America) Limited
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person joined
Manuel Leonardo Zerilli (President And Chief Executive Officer) appeared on Schedule A of Manulife Investment Management (North America) Limited
Form ADVobserved 4 days ago
Occurred
Mar 27, 2020
Control person joined
Elise Bourret (Director) appeared on Schedule A of Manulife Investment Management (North America) Limited
Form ADVobserved 4 days ago
Occurred
Mar 27, 2020
Control person joined
Elizabeth Saati (General Counsel And Secretary) appeared on Schedule A of Manulife Investment Management (North America) Limited
Form ADVobserved 4 days ago
Occurred
Mar 27, 2020
Control person left
Mark Warren Rudick (General Counsel And Secretary) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2020-02-05, absent 2020-03-27)
Form ADVobserved 4 days ago
Occurred
Jun 13, 2019
Control person left
Raymon Paul Lorentz (Director) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2019-05-30, absent 2019-06-13)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Manulife Investment Management (North America) Limited reported RAUM $11.2B, down 89% from $98.5B (2018-08-14 to 2019-03-29)
Form ADVobserved 4 days ago
$-87.3B
Occurred
Mar 29, 2019
Control person joined
Maria Christine Marino (Chief Financial Officer) appeared on Schedule A of Manulife Investment Management (North America) Limited
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
Yanic Chagnon (Director) appeared on Schedule A of Manulife Investment Management (North America) Limited
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
Geoffrey Adam Neal (Director) appeared on Schedule A of Manulife Investment Management (North America) Limited
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
Emilio Luca Pontillo (Chief Operating Officer, Institutional) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2018-08-14, absent 2019-03-29)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf7826b1-ad1e-b574-0fa6-c76e04fd3400
First observed: Mar 30, 2012
Last observed: Apr 16, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED

CRD 125142

TORONTO, ON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf7826b1-ad1e-b574-0fa6-c76e04fd3400

Data as of Apr 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:31 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Assef, Amirali

Director

yes

06/2024

Jul 23, 2024

Aug 12, 2024

Bogle, James, William

CHIEF FINANCIAL OFFICER

yes

06/2020

Mar 31, 2021

Aug 12, 2024

Bourret, Elise

Director

yes

06/2019

Mar 27, 2020

Aug 12, 2024

Hayes, Rebecca, Rose

GENERAL COUNSEL AND SECRETARY

yes

12/2021

Mar 30, 2022

Aug 12, 2024

MANULIFE FINANCIAL CORPORATION

Shareholder

yes

09/1999

Mar 30, 2012

Aug 12, 2024

Sethi, Mamta, Suri

NON-EXECUTIVE DIRECTOR

yes

06/2023

Dec 22, 2023

Aug 12, 2024

THE MANUFACTURERS LIFE INSURANCE COMPANY

Shareholder

yes

01/2003

Mar 30, 2012

Aug 12, 2024

WALKER, CHRISTOPHER, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

06/2009

Mar 30, 2012

Aug 12, 2024

ZERILLI, LEONARDO, MANUEL

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

01/2021

Mar 31, 2021

Aug 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MANULIFE INVESTMENT MANAGEMENT (US) LLC

n/a

Asset manager

$228B

yes

n/a

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

n/a

Asset manager

$212B

yes

n/a

JOHN HANCOCK VARIABLE TRUST ADVISERS LLC

n/a

Asset manager

$69B

yes

n/a

JOHN HANCOCK DISTRIBUTORS LLC

n/a

yes

n/a

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

n/a

yes

n/a

JOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY

n/a

yes

n/a

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.)

n/a

yes

n/a

JOHN HANCOCK TRUST COMPANY LLC

n/a

yes

n/a

MANULIFE FINANCIAL CORPORATION

n/a

yes

n/a

MANULIFE INVESTMENT MANAGEMENT (EUROPE) LIMITED

n/a

yes

n/a

MANULIFE INVESTMENT MANAGEMENT (HONG KONG) LIMITED

n/a

yes

n/a

MANULIFE INVESTMENT MANAGEMENT (SINGAPORE) PTE. LTD.

n/a

yes

n/a

MANULIFE INVESTMENT MANAGEMENT (TAIWAN) CO., LTD

n/a

yes

n/a

MANULIFE INVESTMENT MANAGEMENT DISTRIBUTORS INC.

n/a

yes

n/a

MANULIFE INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC

n/a

yes

n/a

THE MANUFACTURERS LIFE INSURANCE COMPANY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Montreal

n/a

Canada

Boston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 16, 2026

$378M

429

n/a

2024

Mar 28, 2025

$23B

$19B

421

n/a

2023

Mar 28, 2024

$20B

$16B

435

n/a

2022

Mar 31, 2023

$14B

$13B

395

n/a

2021

Mar 30, 2022

$17B

$16B

n/a

2020

Mar 31, 2021

$14B

n/a

2019

Mar 27, 2020

$13B

n/a

2018

Mar 29, 2019

$11B

n/a

2017

Mar 29, 2018

$99B

$98B

n/a

2016

Mar 30, 2017

$96B

n/a

2015

Mar 30, 2016

$98B

n/a

2014

Mar 31, 2015

$106B

175

n/a

2013

Mar 28, 2014

$107B

175

n/a

2012

Mar 28, 2013

$94B

n/a

2011

Mar 30, 2012

$96B

$95B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$378M

$23B

-98.4%

$14B

-69.7%

429

421