DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Manulife Investment Management (North America) Limited
Latest filing Apr 16, 2026
First filing on the tape Mar 30, 2012 · 53 filings
SEC status approved since Mar 20, 2003
RAUM
$378M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
429
13 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$378M as of Apr 16, 2026
Mar 30, 2012$96B then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Apr 16, 2026
Mar 28, 20130 then
Employees (5.A)429 as of Apr 16, 2026
Mar 28, 20130 then
Private funds: no history
RAUM -98% over the last fiscal year-70% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Apr 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $75.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 143.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -98%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$378M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Amirali Assef · Directorcontrolsince 06/2024 · owns less than 5%
- William James Bogle · Chief Financial Officercontrolsince 06/2020 · owns less than 5%
- Elise Bourret · Directorcontrolsince 06/2019 · owns less than 5%
- Rose Rebecca Hayes · General Counsel And Secretarycontrolsince 12/2021 · owns less than 5%
- Suri Mamta Sethi · Non-Executive Directorcontrolsince 06/2023 · owns less than 5%
- Michael Christopher Walker · Chief Compliance Officercontrolsince 06/2009 · owns less than 5%
- Manuel Leonardo Zerilli · President And Chief Executive Officercontrolsince 01/2021 · owns less than 5%
Entity owners
- The Manufacturers Life Insurance Company · Shareholderdirect · owns 75% or more
- Manulife Financial Corporation · Shareholderindirect · owns 75% or more of The Manufacturers Life Insurance Company · public reporting company
Related persons
Schedule D 7.A
- John Hancock Distributors LLCbroker-dealern
- John Hancock Investment Management Distributors LLCbroker-dealern
- John Hancock Investment Management LLCinvestment adviserbanknRAUM $212B
- John Hancock Life & Health Insurance Companybankreal estaten
- John Hancock Life Insurance Company (U.S.A.)bankpooled vehicle sponsorreal estaten
- John Hancock Trust Company LLCbankpooled vehicle sponsorn
- John Hancock Variable Trust Advisers LLCinvestment adviserbanknRAUM $69B
- Manulife Financial Corporationreal estatey
- Manulife Investment Management (Europe) Limitedinvestment advisern
- Manulife Investment Management (Hong Kong) Limitedinvestment advisern
- Manulife Investment Management (Singapore) Pte. Ltd.investment advisern
- Manulife Investment Management (Taiwan) Co., Ltdinvestment advisern
- Manulife Investment Management (US) LLCinvestment adviserbankpooled vehicle sponsornRAUM $228B
- Manulife Investment Management Distributors Inc.broker-dealern
- Manulife Investment Management Limitedinvestment adviserbankn
- Manulife John Hancock Brokerage Services LLCbroker-dealern
- The Manufacturers Life Insurance Companypooled vehicle sponsorreal estatey
Advisers that list Manulife Investment Management (North America) Limited as a related person
Offices
Schedule D 1.F, the 25 largest
- Montreal, Canada7 employees
- Boston, MA1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Apr 16, 2026discretionary share of RAUM moved from 80.0% to 100.0% between the annual amendments of 2025-03-28 and 2026-04-16peers: institutional managers, $100M to $500M (108)
- institutional asset share shiftChange between filings · filing Apr 16, 2026institutional share of RAUM moved from 20.0% to 100.0% between the annual amendments of 2025-03-28 and 2026-04-16peers: institutional managers, $100M to $500M (108)
- RAUM down 50 %Change between filings · filing Apr 16, 2026RAUM (Item 5.F) moved from $23,393,111,500 to $377,824,711 (-98.0%) between the annual amendments of 2025-03-28 and 2026-04-16; the peer median change was +9.0% (93 comparable advisers, 0.0th percentile of changes)peers: institutional managers, $100M to $500M (93) · 0.0% percentile
What changed
consecutive filings, newest first
- Employees · 430 to 429Mar 31, 2026 to Apr 16, 2026
- Accounts · 20 to 5Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 27 to 13Mar 28, 2025 to Mar 31, 2026
- Advisory activities · 3 to 1Mar 28, 2025 to Mar 31, 2026
- BD registered reps · 3 to 0Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 1.0 to unsetMar 28, 2025 to Mar 31, 2026
- Employees · 421 to 430Mar 28, 2025 to Mar 31, 2026
- Insurance-licensed employees · 2 to 3Mar 28, 2025 to Mar 31, 2026
- State-registered IARs · 2 to 3Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $19B to $378MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $4.7B to $0Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · 4730774858.0 to unsetMar 28, 2025 to Mar 31, 2026
- RAUM · $23B to $378MMar 28, 2025 to Mar 31, 2026
- Accounts · 22 to 20Aug 12, 2024 to Mar 28, 2025
- Advisory employees · 26 to 27Aug 12, 2024 to Mar 28, 2025
- Pension plan clients · 1.0 to unsetAug 12, 2024 to Mar 28, 2025
- Employees · 435 to 421Aug 12, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Aug 12, 2024 to Mar 28, 2025
- HQ state · unset to Aug 12, 2024 to Mar 28, 2025
- Discretionary RAUM · $16B to $19BAug 12, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $4.1B to $4.7BAug 12, 2024 to Mar 28, 2025
- Pension RAUM · 5858096.0 to unsetAug 12, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.1B to $4.7BAug 12, 2024 to Mar 28, 2025
- RAUM · $20B to $23BAug 12, 2024 to Mar 28, 2025
- Advisory employees · 21 to 26Jan 19, 2024 to Mar 28, 2024
- BD registered reps · 1 to 3Jan 19, 2024 to Mar 28, 2024
- Employees · 395 to 435Jan 19, 2024 to Mar 28, 2024
- Insurance-licensed employees · 0 to 2Jan 19, 2024 to Mar 28, 2024
- State-registered IARs · 0 to 2Jan 19, 2024 to Mar 28, 2024
- Discretionary RAUM · $13B to $16BJan 19, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $445M to $4.1BJan 19, 2024 to Mar 28, 2024
- Pension RAUM · $5.9M to $5.9MJan 19, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $439M to $4.1BJan 19, 2024 to Mar 28, 2024
- RAUM · $14B to $20BJan 19, 2024 to Mar 28, 2024
- Accounts · 21 to 22Sep 13, 2022 to Mar 31, 2023
- Advisory employees · 46 to 21Sep 13, 2022 to Mar 31, 2023
- BD registered reps · 2 to 1Sep 13, 2022 to Mar 31, 2023
- Employees · 372 to 395Sep 13, 2022 to Mar 31, 2023
- Other offices · 1 to 2Sep 13, 2022 to Mar 31, 2023
- Discretionary RAUM · $16B to $13BSep 13, 2022 to Mar 31, 2023
Signals
22 dated events
- Manulife Investment Management (North America) Limited reported RAUM $377.8M, down 98% from $23.4B (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Amirali Assef (Director) appeared on Schedule A of Manulife Investment Management (North America) LimitedJul 23, 2024 · Control person joined · fact
- Yanic Chagnon (Director) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2024-05-30, absent 2024-07-23)Jul 23, 2024 · Control person left · inference
- Manulife Investment Management (North America) Limited reported RAUM $19.9B, up 47% from $13.5B (2024-01-19 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Paul Christopher Conkey (Director) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2023-06-14, absent 2023-12-22)Dec 22, 2023 · Control person left · inference
- Geoffrey Adam Neal (Director) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2023-06-14, absent 2023-12-22)Dec 22, 2023 · Control person left · inference
- Suri Mamta Sethi (Non-Executive Director) appeared on Schedule A of Manulife Investment Management (North America) LimitedDec 22, 2023 · Control person joined · fact
- Rose Rebecca Hayes (General Counsel And Secretary) appeared on Schedule A of Manulife Investment Management (North America) LimitedMar 30, 2022 · Control person joined · fact
- Elizabeth Saati (General Counsel And Secretary) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2021-03-31, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Bernard Letendre (President And Chief Executive Officer) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2020-03-27, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Maria Christine Marino (Chief Financial Officer) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2020-03-27, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- William James Bogle (Chief Financial Officer) appeared on Schedule A of Manulife Investment Management (North America) LimitedMar 31, 2021 · Control person joined · fact
- Manuel Leonardo Zerilli (President And Chief Executive Officer) appeared on Schedule A of Manulife Investment Management (North America) LimitedMar 31, 2021 · Control person joined · fact
- Elise Bourret (Director) appeared on Schedule A of Manulife Investment Management (North America) LimitedMar 27, 2020 · Control person joined · fact
- Elizabeth Saati (General Counsel And Secretary) appeared on Schedule A of Manulife Investment Management (North America) LimitedMar 27, 2020 · Control person joined · fact
- Mark Warren Rudick (General Counsel And Secretary) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2020-02-05, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- Raymon Paul Lorentz (Director) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2019-05-30, absent 2019-06-13)Jun 13, 2019 · Control person left · inference
- Manulife Investment Management (North America) Limited reported RAUM $11.2B, down 89% from $98.5B (2018-08-14 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Maria Christine Marino (Chief Financial Officer) appeared on Schedule A of Manulife Investment Management (North America) LimitedMar 29, 2019 · Control person joined · fact
- Yanic Chagnon (Director) appeared on Schedule A of Manulife Investment Management (North America) LimitedMar 29, 2019 · Control person joined · fact
- Geoffrey Adam Neal (Director) appeared on Schedule A of Manulife Investment Management (North America) LimitedMar 29, 2019 · Control person joined · fact
- Emilio Luca Pontillo (Chief Operating Officer, Institutional) no longer on Schedule A of Manulife Investment Management (North America) Limited (listed 2018-08-14, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/manulife-wealth-asset-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- manulifeim.com/institutional/ca/enreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (416) 524-9687reportedpublic record, Form ADV, Apr 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026