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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | CANONSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | May 15, 2024 | n/a | yes | CANONSBURG, PA|NEW ORLEANS, LA | Current employment |
| NEWEDGE ADVISORS | Bd affiliated wealth | Nov 1, 2021 | May 15, 2024 | no | CANONSBURG, PA|NEW ORLEANS, LA | Previous registration |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Nov 2, 2009 | Nov 1, 2021 | no | MONROEVILLE, PA|PITTSBURGH, PA|BRIDGEVILLE, PA|PITTSBURGH, PA|CANONSBURG, PA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 27, 2005 | Nov 5, 2009 | no | SEWICKLEY, PA|PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | NEWEDGE ADVISORS | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Nov 5, 2009 | Nov 2, 2009 | -3 | Firm change | Other |