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Advisor at FIRST COMMAND ADVISORY SERVICES
FORT WORTH, TX | Bandera, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Feb 24, 2025 | n/a | yes | Bandera, TX|FORT WORTH, TX | Current employment |
| MORGAN STANLEY | Wirehouse | Aug 18, 2022 | Oct 18, 2024 | no | East Lansing, MI | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Jan 16, 2018 | Aug 18, 2022 | no | STILLWATER, OK|LITTLE ROCK, AR | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Jan 10, 2017 | Dec 5, 2017 | no | SAINT LOUIS, MO | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 29, 2013 | Dec 12, 2013 | no | South Lyon, MI | Previous registration |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | Jan 16, 2008 | Mar 19, 2013 | no | DALLAS, TX | Previous registration |
| GIRARD SECURITIES, INC. | Former SEC adviser | Jun 15, 2007 | Nov 10, 2009 | no | SAN DIEGO, CA|MODESTO, CA|LUBBOCK, TX|NEWPORT BEACH, CA | Previous registration |
| GIRARD SECURITIES, INC. | Former SEC adviser | Jan 13, 2006 | Jan 8, 2007 | no | NEWPORT BEACH, CA|MODESTO, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 22, 2005 | Nov 11, 2005 | no | OMAHA, NE | Previous registration |
| WADDELL & REED | Former SEC adviser | Apr 11, 2003 | Sep 17, 2003 | no | LUBBOCK, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | FIRST COMMAND ADVISORY SERVICES | Oct 18, 2024 | Feb 24, 2025 | 129 | Firm change | Wirehouse to ibd |
| ADVICE AND PLANNING SERVICES | MORGAN STANLEY | Aug 18, 2022 | Aug 18, 2022 | 0 | Firm change | Ibd to wirehouse |
| SCOTTRADE INVESTMENT MANAGEMENT | ADVICE AND PLANNING SERVICES | Dec 5, 2017 | Jan 16, 2018 | 42 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | SCOTTRADE INVESTMENT MANAGEMENT | Dec 12, 2013 | Jan 10, 2017 | 1,125 | Firm change after gap | Other |
| UNITED CAPITAL FINANCIAL ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 19, 2013 | May 29, 2013 | 71 | Firm change | Other |
| GIRARD SECURITIES, INC. | UNITED CAPITAL FINANCIAL ADVISORS | Nov 10, 2009 | Jan 16, 2008 | -664 | Firm change after gap | Other |
| LPL FINANCIAL LLC | GIRARD SECURITIES, INC. | Nov 11, 2005 | Jan 13, 2006 | 63 | Firm change | Other |
| WADDELL & REED | LPL FINANCIAL LLC | Sep 17, 2003 | Aug 22, 2005 | 705 | Firm change after gap | Other |