DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• C• P•••••

F•••• C•••••• A••••••• S•••••••BD affiliatedFort Worth, Tx dual registrantIAPD 4450082

Feed of 09/14/2026

Also filed as E•••• C Brown

At current firm

1 y

since Feb 24, 2025

In the industry

24 y

since Oct 4, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• C•••••• A••••••• S••••••• BD affiliated current
since Feb 24, 2025 · Bandera, Tx
M••••• S•••••• wirehouse
Aug 18, 2022 to Oct 18, 2024 · East Lansing, Mi
A••••• A•• P••••••• S••••••• BD affiliated
Jan 16, 2018 to Aug 18, 2022 · Stillwater, Ok
S•••••••• I••••••••• M••••••••• former
Jan 10, 2017 to Dec 5, 2017 · Saint Louis, Mo
A••••••••• F•••••••• S•••••••• L•• national BD
May 29, 2013 to Dec 12, 2013 · South Lyon, Mi
U••••• C•••••• F•••••••• A••••••• independent RIA
Jan 16, 2008 to Mar 19, 2013 · Dallas, Tx
G••••• S••••••••• I••• former
Jun 15, 2007 to Nov 10, 2009 · San Diego, Ca
G••••• S••••••••• I••• former
Jan 13, 2006 to Jan 8, 2007 · Newport Beach, Ca
L•• F•••••••• L•• BD affiliated
Aug 22, 2005 to Nov 11, 2005 · Omaha, Ne
W•••••• • R••• former
Apr 11, 2003 to Sep 17, 2003 · Lubbock, Tx

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to F•••• C•••••• A••••••• S•••••••
left Oct 18, 2024, registered Feb 24, 2025 (129 days) · Wirehouse to affiliated broker-dealer or bank
A••••• A•• P••••••• S••••••• to M••••• S••••••
left Aug 18, 2022, registered Aug 18, 2022 (0 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• I••••••••• M••••••••• to A••••• A•• P••••••• S•••••••
left Dec 5, 2017, registered Jan 16, 2018 (42 days) · Other
A••••••••• F•••••••• S•••••••• L•• to S•••••••• I••••••••• M•••••••••
left Dec 12, 2013, registered Jan 10, 2017 (1125 days) · Other
U••••• C•••••• F•••••••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Mar 19, 2013, registered May 29, 2013 (71 days) · Other
G••••• S••••••••• I••• to U••••• C•••••• F•••••••• A•••••••
left Nov 10, 2009, registered Jan 16, 2008 (-664 days) · Other
L•• F•••••••• L•• to G••••• S••••••••• I•••
left Nov 11, 2005, registered Jan 13, 2006 (63 days) · Other
W•••••• • R••• to L•• F•••••••• L••
left Sep 17, 2003, registered Aug 22, 2005 (705 days) · Other

Signals

E•••• C• P••••• left M••••• S•••••• for F•••• C•••••• A••••••• S••••••• (registered 2025-02-24)
Oct 18, 2024 · Advisor changed firm · fact
E•••• C• P••••• left A••••• A•• P••••••• S••••••• for M••••• S•••••• (registered 2022-08-18)
Aug 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address