DFX Intelligence

G••••• W•••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

G••••• W•••••• K•••

Advisor at P••• F•••••••• A•••••••• L••

Wheaton, IL | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:bf9e9960-01f0-2421-8785-a02ce61d9b9d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Apr 17, 2025	n/a	yes	SAN DIEGO, CA\|Wheaton, IL	Current employment
F•••••••• W••••• M••••••••• L••	Former SEC adviser	Mar 30, 2015	Jul 7, 2025	no	WHEATON, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• W••••• M••••••••• L••	P••• F•••••••• A•••••••• L••	Jul 7, 2025	Apr 17, 2025	-81	Firm change after gap	RIA to RIA
V••••• C••••••• L••	F•••••••• W••••• M••••••••• L••	Feb 27, 2015	Mar 30, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
173771:144316:IL:2025-07-07	Jul 7, 2025	Apr 17, 2025	WHEATON, IL	Firm change after gap

Relationships

Registered with (5)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 17, 2025 to presentfactForm ADV
→ F•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 30, 2015 to Jul 7, 2025factForm ADV
→ V••••• C••••••• L••Registered adviserregistration: previous registration
Nov 13, 2012 to Feb 27, 2015factForm ADV
→ V••••• C•••••• P•••••••• L••

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
G••••• W•••••• K••• left F•••••••• W••••• M••••••••• L•• for P••• F•••••••• A•••••••• L•• (registered 2025-04-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf9e9960-01f0-2421-8785-a02ce61d9b9d
First observed: Oct 17, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.