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RIA / WealthAdvisor17 years in industry

Bradley Stephen Senita

Advisor at ROYAL OAK FINANCIAL GROUP

WORTHINGTON, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROYAL OAK FINANCIAL GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 18, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S66
First exam: Feb 18, 2009
First registration: Jul 24, 2009
Dual registered: no
Other names: BRAD STEPHEN SENITA|BRADLEY STEPHEN SENITA|BRAD SENITA|BRADLEY SENITA
IAPD individual key: 4687944

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROYAL OAK FINANCIAL GROUP	Independent wealth	May 6, 2022	n/a	yes	WORTHINGTON, OH	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 19, 2012	Apr 23, 2015	no	GRANANNA, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 1, 2011	Aug 17, 2012	no	COLUMBUS, OH\|CLEVELAND, OH	Previous registration
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	May 25, 2010	Dec 10, 2010	no	WORTHINGTON, OH	Previous registration
H. BECK, INC.	Former SEC adviser	Jul 24, 2009	Apr 9, 2010	no	WORTHINGTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	ROYAL OAK FINANCIAL GROUP	Apr 23, 2015	May 6, 2022	2,570	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 17, 2012	Sep 19, 2012	33	Firm change	Other
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 10, 2010	Feb 1, 2011	53	Firm change	Other
H. BECK, INC.	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Apr 9, 2010	May 25, 2010	46	Firm change	Other

Relationships

Registered with (5)

→ ROYAL OAK FINANCIAL GROUPRegistered adviserregistration: current employment
May 6, 2022 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 19, 2012 to Apr 23, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 1, 2011 to Aug 17, 2012factForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
May 25, 2010 to Dec 10, 2010factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Jul 24, 2009 to Apr 9, 2010factForm ADV

Dated events

No dated event names this entity yet.