RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• S•••••• S•••••
- R•••• O•• F•••••••• G•••• independent RIA currentsince May 6, 2022 · Worthington, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedSep 19, 2012 to Apr 23, 2015 · Grananna, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 1, 2011 to Aug 17, 2012 · Columbus, Oh
- S••••• A••• I••••••••• A•••••• S•••••••• I••• formerMay 25, 2010 to Dec 10, 2010 · Worthington, Oh
- H• B•••• I••• formerJul 24, 2009 to Apr 9, 2010 · Worthington, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• to R•••• O•• F•••••••• G••••left Apr 23, 2015, registered May 6, 2022 (2570 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 17, 2012, registered Sep 19, 2012 (33 days) · Other
- S••••• A••• I••••••••• A•••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 10, 2010, registered Feb 1, 2011 (53 days) · Other
- H• B•••• I••• to S••••• A••• I••••••••• A•••••• S•••••••• I•••left Apr 9, 2010, registered May 25, 2010 (46 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address