DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
HONOLULU, HI | KAPOLEI, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 3, 2025 | n/a | yes | KAPOLEI, HI|HONOLULU, HI | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Oct 27, 2020 | Feb 19, 2025 | no | AIEA, HI|Rancho Mirage, CA | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Sep 18, 2020 | Oct 20, 2020 | no | Honolulu, HI | Previous registration |
| WADDELL & REED | Former SEC adviser | Feb 14, 2019 | Aug 17, 2020 | no | Newport Beach, CA|OVERLAND PARK, KS | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 3, 2018 | Feb 1, 2019 | no | BOISE, ID|HAILEY, ID|CALDWELL, ID|JEROME, ID|BOISE, ID|NAMPA, ID|Boise, ID|TWIN FALLS, ID | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 15, 2016 | Apr 30, 2018 | no | BOISE, ID|BOISE, ID|NAMPA, ID|LEWISTON, ID|MERIDIAN, ID|CALDWELL, ID|NEW PLYMOUTH, ID|FRUITLAND, ID|WEISER, ID|WILDER, ID|MOSCOW, ID | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 1, 2015 | Aug 4, 2016 | no | MEDFORD, OR|NAMPA, ID|RICHMOND, VA|NAMPA, ID|BOISE, ID|BOISE, ID|BOISE, ID|MERIDIAN, ID|TWIN FALLS, ID | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | May 4, 2015 | no | NAMPA, ID | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Nov 13, 2003 | Jan 21, 2014 | no | NAMPA, ID|NAMPA, ID | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 21, 2002 | Jun 27, 2002 | no | BOISE, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Feb 19, 2025 | Mar 3, 2025 | 12 | Firm change | Ibd to ibd |
| AE WEALTH MANAGEMENT, LLC | CETERA INVESTMENT ADVISERS LLC | Oct 20, 2020 | Oct 27, 2020 | 7 | Firm change | RIA to ibd |
| WADDELL & REED | AE WEALTH MANAGEMENT, LLC | Aug 17, 2020 | Sep 18, 2020 | 32 | Firm change | Ibd to RIA |
| CETERA ADVISOR NETWORKS LLC | WADDELL & REED | Feb 1, 2019 | Feb 14, 2019 | 13 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | CETERA ADVISOR NETWORKS LLC | Apr 30, 2018 | Apr 3, 2018 | -27 | Firm change | RIA to ibd |
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | May 4, 2015 | May 1, 2015 | -3 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | CETERA INVESTMENT SERVICES LLC | Jun 27, 2002 | Nov 13, 2003 | 504 | Firm change after gap | Other |