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Advisor at FINANCIAL SERVICE GROUP INC
MOUNT PLEASANT, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL SERVICE GROUP INC | Independent wealth | Feb 14, 2022 | n/a | yes | MOUNT PLEASANT, WI | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Jul 5, 2019 | Aug 13, 2019 | no | Charlotte, NC | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 22, 2014 | Apr 23, 2015 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | FINANCIAL SERVICE GROUP INC | Aug 13, 2019 | Feb 14, 2022 | 916 | Firm change after gap | Ibd to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | VANGUARD ADVISERS, INC. | Apr 23, 2015 | Jul 5, 2019 | 1,534 | Firm change after gap | Ibd to ibd |