DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Apr 7, 2026 | n/a | yes | PALM BEACH GARDENS, FL | Current employment |
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | Mar 12, 2026 | no | JUPITER, FL|PALM BEACH GARDENS, FL|JUPITER, FL|PALM BEACH GARDENS, FL|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | R•••••• J•••• • A••••••••• I••• | Mar 12, 2026 | Apr 7, 2026 | 26 | Firm change | Ibd to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Sep 28, 2020 | Mar 31, 2025 | no | PALM BEACH GARDENS, FL | Previous registration |
| G•••••• F•••••••• P••••••• | Former SEC adviser | Aug 24, 2017 | Sep 22, 2020 | no | Milford, NH | Previous registration |
| M•• A•••• M••••••••• L•• | Former SEC adviser | Dec 23, 2015 | Aug 15, 2017 | no | TEWKSBURY, MA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| G•••••• F•••••••• P••••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Sep 22, 2020 | Sep 28, 2020 | 6 | Firm change | RIA to ibd |
| M•• A•••• M••••••••• L•• | G•••••• F•••••••• P••••••• | Aug 15, 2017 | Aug 24, 2017 | 9 | Firm change | Other |