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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MFA ASSET MANAGEMENT, LLC

CRD 133164

TEWKSBURY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c46eb2fb-9a4e-3355-0181-2556be8a98f9

Data as of Sep 28, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2012 to Sep 28, 2021
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $485MItem 5.F on the latest filing (2021-09-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $435M
Private client RAUM: $244MderivedItem 5.D individuals plus high net worth individuals
Private client share: 50%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 148
Individual clients: 70
High net worth clients: 51
Custody, client assets: $32.1M
SEC number: 801-66132
CRD: 133164
Filings on the tape: 21
First filed: Feb 21, 2012
Latest filed: Sep 28, 2021
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDRONICO, WILLIAM, SALVATORE	Partner	C	yes	07/1998	Feb 21, 2012	Sep 28, 2021
ANDRONICO, WILLIAM, SALVATORE	Member	B	yes	10/2004	Feb 21, 2012	Sep 28, 2021
ARSENAULT, JEFFREY, ROGER	Member	A	yes	10/2004	Feb 21, 2012	Sep 28, 2021
DURATTI, WILLIAM, ANTHONY	Member	A	yes	10/2004	Feb 21, 2012	Sep 28, 2021
FAMIGLIETTI, CARL, JOSEPH	MANAGING MEMBER	B	yes	10/2004	Feb 21, 2012	Sep 28, 2021
FAMIGLIETTI, CARL, JOSEPH	MANAGING PARTNER	C	yes	06/2003	Feb 21, 2012	Sep 28, 2021
MACKEY, MICHELLE, GOSSELIN	CHIEF COMPLIANCE OFFICER	Na	yes	03/2011	Feb 21, 2012	Sep 28, 2021
MOODY, FAMIGLIETTI & ANDRONICO, LLP	Member	D	yes	12/2004	Feb 21, 2012	Sep 28, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MFA INSURANCE, LLC	n/a	n/a	n/a	Y	yes	n/a
MFA SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
MOODY, FAMIGLIETTI & ANDRONICO, LLP	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Sep 28, 2021	$485M	$435M	9	5	0	n/a	n/a
2020	Sep 28, 2020	$462M	$416M	9	5	0	n/a	n/a
2019	Sep 19, 2019	$313M	$292M	10	6	0	n/a	n/a
2018	Sep 27, 2018	$299M	$164M	10	7	0	n/a	n/a
2017	Sep 26, 2017	$247M	$103M	8	5	n/a	n/a	n/a
2016	Aug 22, 2016	$424M	$71.0M	9	7	n/a	n/a	n/a
2015	Sep 22, 2015	$400M	$54.0M	8	7	n/a	n/a	n/a
2014	Sep 30, 2014	$324M	$58.2M	6	4	n/a	n/a	n/a
2013	Sep 6, 2013	$275M	$50.0M	6	4	n/a	n/a	n/a
2012	Sep 26, 2012	$138M	$50.2M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$485M	$462M	4.8%	$299M	17.5%	9	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BAKER TILLY WEALTH MANAGEMENT, LLC	4	Dec 10, 2021	Jan 3, 2022	TEWKSBURY, MA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (6)

← ARSENAULT, JEFFREY, ROGEROwnerMEMBER, ownership code A, individual
Feb 21, 2012 to presentfactForm ADV
← FAMIGLIETTI, CARL, JOSEPHOwnerMANAGING PARTNER, ownership code C, individual
Feb 21, 2012 to presentfactForm ADV
← ANDRONICO, WILLIAM, SALVATOREOwnerPARTNER, ownership code C, individual
Feb 21, 2012 to presentfactForm ADV
← DURATTI, WILLIAM, ANTHONYOwnerMEMBER, ownership code A, individual
Feb 21, 2012 to presentfactForm ADV
← MACKEY, MICHELLE, GOSSELINOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 21, 2012 to presentfactForm ADV
← MOODY, FAMIGLIETTI & ANDRONICO, LLPOwnerMEMBER, ownership code D, domestic entity
Feb 21, 2012 to presentfactForm ADV

Moved with (1)

→ BAKER TILLY WEALTH MANAGEMENT, LLCRegistered adviser4 advisors, firm absorbed, same day
Dec 10, 2021 to Jan 3, 2022factForm ADV

Registered with (8)

← DAVID MICHAEL DUBRAVAAdvisorregistration: previous registration
Feb 15, 2018 to Dec 10, 2021factForm ADV
← JEREMY M ROBERTAdvisorregistration: previous registration
Oct 16, 2017 to Dec 10, 2021factForm ADV
← MELISSA SANTAS PETERSONAdvisorregistration: previous registration
Oct 23, 2013 to Dec 10, 2021factForm ADV
← TIMOTHY EDWARD HOLEAdvisorregistration: previous registration
Mar 15, 2017 to Dec 10, 2021factForm ADV
← MATTHEW THOMAS CAHILLAdvisorregistration: previous registration
Dec 23, 2015 to Aug 15, 2017factForm ADV
← GREGORY SCOTT HARRISAdvisorregistration: previous registration
Apr 22, 2016 to May 9, 2016factForm ADV
← KERRY LOUISE LEKASAdvisorregistration: previous registration
Mar 23, 2009 to Dec 2, 2011factForm ADV
← MARK THOMAS BOURGEOISAdvisorregistration: previous registration
Aug 7, 2008 to Nov 6, 2008factForm ADV

Dated events

Occurred
Sep 28, 2020
Regulatory AUM changed
Mfa Asset Management, Llc reported RAUM $462.3M, up 48% from $312.6M (2020-06-29 to 2020-09-28)
Form ADVobserved 5 days ago
$150M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c46eb2fb-9a4e-3355-0181-2556be8a98f9
First observed: Feb 21, 2012
Last observed: Sep 28, 2021 60 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MFA ASSET MANAGEMENT, LLC

CRD 133164

TEWKSBURY, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c46eb2fb-9a4e-3355-0181-2556be8a98f9

Data as of Sep 28, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDRONICO, WILLIAM, SALVATORE

Partner

yes

07/1998

Feb 21, 2012

Sep 28, 2021

ANDRONICO, WILLIAM, SALVATORE

Member

yes

10/2004

Feb 21, 2012

Sep 28, 2021

ARSENAULT, JEFFREY, ROGER

Member

yes

10/2004

Feb 21, 2012

Sep 28, 2021

DURATTI, WILLIAM, ANTHONY

Member

yes

10/2004

Feb 21, 2012

Sep 28, 2021

FAMIGLIETTI, CARL, JOSEPH

MANAGING MEMBER

yes

10/2004

Feb 21, 2012

Sep 28, 2021

FAMIGLIETTI, CARL, JOSEPH

MANAGING PARTNER

yes

06/2003

Feb 21, 2012

Sep 28, 2021

MACKEY, MICHELLE, GOSSELIN

CHIEF COMPLIANCE OFFICER

yes

03/2011

Feb 21, 2012

Sep 28, 2021

MOODY, FAMIGLIETTI & ANDRONICO, LLP

Member

yes

12/2004

Feb 21, 2012

Sep 28, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MFA INSURANCE, LLC

n/a

yes

n/a

MFA SECURITIES, LLC

n/a

yes

n/a

MOODY, FAMIGLIETTI & ANDRONICO, LLP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Sep 28, 2021

$485M

$435M

n/a

2020

Sep 28, 2020

$462M

$416M

n/a

2019

Sep 19, 2019

$313M

$292M

n/a

2018

Sep 27, 2018

$299M

$164M

n/a

2017

Sep 26, 2017

$247M

$103M

n/a

2016

Aug 22, 2016

$424M

$71.0M

n/a

2015

Sep 22, 2015

$400M

$54.0M

n/a

2014

Sep 30, 2014

$324M

$58.2M

n/a

2013

Sep 6, 2013

$275M

$50.0M

n/a

2012

Sep 26, 2012

$138M

$50.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$485M

$462M

4.8%

$299M

17.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BAKER TILLY WEALTH MANAGEMENT, LLC

Dec 10, 2021

Jan 3, 2022

TEWKSBURY, MA

Firm absorbed

RIA to RIA

100.0%