RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• C•••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 7, 2026 · Palm Beach Gardens, Fl
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Mar 12, 2026 · Jupiter, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 28, 2020 to Mar 31, 2025 · Palm Beach Gardens, Fl
- G•••••• F•••••••• P••••••• formerAug 24, 2017 to Sep 22, 2020 · Milford, Nh
- M•• A•••• M••••••••• L•• formerDec 23, 2015 to Aug 15, 2017 · Tewksbury, Ma
- S•••••••• A••••••• L•• to R•••••• J•••• • A••••••••• I•••left Mar 12, 2026, registered Apr 7, 2026 (26 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- G•••••• F•••••••• P••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 22, 2020, registered Sep 28, 2020 (6 days) · RIA to affiliated broker-dealer or bank
- M•• A•••• M••••••••• L•• to G•••••• F•••••••• P•••••••left Aug 15, 2017, registered Aug 24, 2017 (9 days) · Other
- M•••••• T••••• C••••• left S•••••••• A••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2026-04-07)Mar 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address