DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
BEDFORD, NH | Bow, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 27, 2019 | n/a | yes | BEDFORD, NH|Bow, NH | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Sep 30, 2019 | no | MANCHESTER, NH|BEDFORD, NH | Previous registration |
| Mariner | Independent wealth | Mar 15, 2016 | Feb 1, 2018 | no | Manchester, NH|OVERLAND PARK,, KS | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 5, 2005 | Mar 25, 2017 | no | MANCHESTER, NH|BOW, NH|BOW, NH|MANCHESTER, NH|WESTBORO, MA|BOW, NH|LEBANON, NH|MANCHESTER, NH|SPRINGFIELD, MA|SPRINGFIELD, MA|WESTBORO, MA|MANCHESTER, NH | Previous registration |
| METLIFE INVESTMENT FUND SERVICES LLC | n/a | Apr 16, 2002 | Jan 10, 2006 | no | WOODBRIDGE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 30, 2019 | Sep 27, 2019 | -3 | Firm change | Ibd to ibd |
| Mariner | MML INVESTORS SERVICES, LLC | Feb 1, 2018 | Mar 25, 2017 | -313 | Bulk transfer | Other |
| MSI FINANCIAL SERVICES, INC. | Mariner | Mar 25, 2017 | Mar 15, 2016 | -375 | Firm change after gap | Other |
| METLIFE INVESTMENT FUND SERVICES LLC | MSI FINANCIAL SERVICES, INC. | Jan 10, 2006 | Dec 5, 2005 | -36 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:6363:NH:2019-09-30 | Sep 30, 2019 | Sep 27, 2019 | BEDFORD, NH | Firm change |
| 14251:151664:NH:2017-03-25 | Mar 25, 2017 | Mar 15, 2016 | MANCHESTER, NH | Firm change after gap |