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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

MAX CONNER FLANAGAN

Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC

Sussex, WI

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Search this name across graphsid dfx:ria:bffb5ee4-81b2-055b-3d87-9293c8893b75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 5, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT ADVISOR ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 2, 2018
First registration: Feb 5, 2018
Dual registered: yes, broker-dealer
Other names: MAX CONNOR FLANAGAN|Max Flanagan|MAX CONNER FLANAGAN
IAPD individual key: 6806627

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Aug 21, 2025	n/a	yes	Sussex, WI	Current employment
SPECTRUM INVESTMENT ADVISORS, INC.	Mixed wealth	Mar 7, 2024	Aug 25, 2025	no	MEQUON, WI	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 23, 2019	Feb 29, 2024	no	Brookfield, WI	Previous registration
FREEDOM WEALTH ALLIANCE	Former SEC adviser	Sep 4, 2018	Mar 25, 2019	no	Brookfield, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 5, 2018	Aug 17, 2018	no	BROOKFIELD, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPECTRUM INVESTMENT ADVISORS, INC.	INDEPENDENT ADVISOR ALLIANCE, LLC	Aug 25, 2025	Aug 21, 2025	-4	Firm change	Other
CHARLES SCHWAB & CO., INC.	SPECTRUM INVESTMENT ADVISORS, INC.	Feb 29, 2024	Mar 7, 2024	7	Firm change	Ibd to RIA
FREEDOM WEALTH ALLIANCE	CHARLES SCHWAB & CO., INC.	Mar 25, 2019	Apr 23, 2019	29	Firm change	RIA to ibd
LPL FINANCIAL LLC	FREEDOM WEALTH ALLIANCE	Aug 17, 2018	Sep 4, 2018	18	Firm change	RIA to RIA

Relationships

Registered with (5)

→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ SPECTRUM INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Mar 7, 2024 to Aug 25, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 23, 2019 to Feb 29, 2024factForm ADV
→ FREEDOM WEALTH ALLIANCERegistered adviserregistration: previous registration
Sep 4, 2018 to Mar 25, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 5, 2018 to Aug 17, 2018factForm ADV

Dated events

Occurred
Aug 25, 2025
Advisor changed firm
Max Conner Flanagan left Spectrum Investment Advisors, Inc. for Independent Advisor Alliance, Llc (registered 2025-08-21)
Form ADVobserved 6 days ago
Occurred
Feb 29, 2024
Advisor changed firm
Max Conner Flanagan left Charles Schwab & Co., Inc. for Spectrum Investment Advisors, Inc. (registered 2024-03-07)
Form ADVobserved 6 days ago