DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•• C••••• F•••••••

I••••••••• A•••••• A•••••••• L••i••••••••• wealthSussex, Widual registrantIAPD 6806627

Certified Financial Planner

Feed of 09/14/2026

Also filed as Max Connor F•••••••

At current firm

1 y

since Aug 21, 2025

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• A•••••• A•••••••• L•• i••••••••• wealth current
since Aug 21, 2025 · Sussex, Wi
S••••••• I••••••••• A•••••••• I••• mixed wealth
Mar 7, 2024 to Aug 25, 2025 · Mequon, Wi
C•••••• S••••• • C••• I••• national BD
Apr 23, 2019 to Feb 29, 2024 · Brookfield, Wi
F•••••• W••••• A••••••• former
Sep 4, 2018 to Mar 25, 2019 · Brookfield, Wi
L•• F•••••••• L•• BD affiliated
Feb 5, 2018 to Aug 17, 2018 · Brookfield, Wi

Moves

a registration end followed by a registration begin elsewhere

S••••••• I••••••••• A•••••••• I••• to I••••••••• A•••••• A•••••••• L••
left Aug 25, 2025, registered Aug 21, 2025 (-4 days) · Other
C•••••• S••••• • C••• I••• to S••••••• I••••••••• A•••••••• I•••
left Feb 29, 2024, registered Mar 7, 2024 (7 days) · Affiliated broker-dealer or bank to independent RIA
F•••••• W••••• A••••••• to C•••••• S••••• • C••• I•••
left Mar 25, 2019, registered Apr 23, 2019 (29 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to F•••••• W••••• A•••••••
left Aug 17, 2018, registered Sep 4, 2018 (18 days) · RIA to RIA

Signals

M•• C••••• F••••••• left S••••••• I••••••••• A•••••••• I••• for I••••••••• A•••••• A•••••••• L•• (registered 2025-08-21)
Aug 25, 2025 · a•••••• firm change · fact
M•• C••••• F••••••• left C•••••• S••••• • C••• I••• for S••••••• I••••••••• A•••••••• I••• (registered 2024-03-07)
Feb 29, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: I••••••••• WEALTHderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address