DFX Intelligence

P•••••• R••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

P•••••• R••••• W••••

Advisor at E•••• I•••

M••••••, WI

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Search this name across graphsid dfx:ria:c00f1607-a61d-3f91-0ff5-6c350394e947

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 2, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• I•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• I•••	Institutional manager	Apr 10, 2019	n/a	yes	M••••••, WI	Current employment
M•••••• I••••••••• A•••••••• L••	Mixed wealth	Feb 23, 2017	Nov 13, 2019	no	M••••••, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• I••••••••• A•••••••• L••	E•••• I•••	Nov 13, 2019	Apr 10, 2019	-217	Firm change after gap	Other
H••••••••• G••••• I••••••••• L•	M•••••• I••••••••• A•••••••• L••	Nov 13, 2019	Feb 23, 2017

Relationships

Registered with (4)

→ E•••• I•••Registered adviserregistration: current employment
Apr 10, 2019 to presentfactForm ADV
→ M•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 23, 2017 to Nov 13, 2019factForm ADV
→ H••••••••• G••••• I••••••••• L•Registered adviserregistration: previous registration
Aug 8, 2014 to Nov 13, 2019factForm ADV
→ A•••••••• F•••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c00f1607-a61d-3f91-0ff5-6c350394e947
First observed: Aug 2, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.