RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E•••• I••• institutional currentsince Apr 10, 2019 · M••••••, Wi
- M•••••• I••••••••• A•••••••• L•• mixed wealthFeb 23, 2017 to Nov 13, 2019 · M••••••, Wi
- H••••••••• G••••• I••••••••• L• formerAug 8, 2014 to Nov 13, 2019 · M••••••, Wi
- A•••••••• F•••• M••••••••• L•• asset managerAug 2, 2010 to Aug 6, 2014 · Menomonee Falls, Wi
- M•••••• I••••••••• A•••••••• L•• to E•••• I•••left Nov 13, 2019, registered Apr 10, 2019 (-217 days) · Other
- H••••••••• G••••• I••••••••• L• to M•••••• I••••••••• A•••••••• L••left Nov 13, 2019, registered Feb 23, 2017 (-993 days) · Other
- A•••••••• F•••• M••••••••• L•• to H••••••••• G••••• I••••••••• L•left Aug 6, 2014, registered Aug 8, 2014 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address