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M•••••• J•• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

M•••••• J•• D•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:c012ea84-1d84-14b1-b3e7-d53540535b55

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 23, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	May 24, 2018	n/a	yes	Fort Lauderdale, FL	Current employment
F•••••• 3•• G•••• L••	Former SEC adviser	Mar 23, 2016	May 31, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• S••••••• I••	A••••••••• I••••••• S•••••••• I•••	Jun 8, 2018	Sep 13, 2012	-2,094	Firm change after gap	Ibd to state RIA
F•••••• 3•• G•••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	May 31, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133356:282391:FL:2015-07-02	Jul 2, 2015	Mar 23, 2016	FT LAUDERDALE, FL	Firm change

Relationships

Registered with (8)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
May 24, 2018 to presentfactForm ADV
→ I••••••••• A••••••• S••••••• I••Registered adviserregistration: previous registration
Aug 10, 2012 to Jun 8, 2018factForm ADV
→ F•••••• 3•• G•••• L••Registered adviserregistration: previous registration
Mar 23, 2016 to May 31, 2018factForm ADV
→ A••••••••• I••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c012ea84-1d84-14b1-b3e7-d53540535b55
First observed: Oct 17, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.