R••••• S• M••••

Advisor at S••••• W••••• G••••

COLORADO SPRINGS, CO | SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0162522-a7d3-9924-f7c2-a1897e3d7a8e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 18, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 18, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• G••••	Independent wealth	Apr 16, 2025	n/a	yes	SCOTTSDALE, AZ\|COLORADO SPRINGS, CO	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Aug 8, 2016	May 6, 2025	no	Scottsdale, AZ\|Cave Creek, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	S••••• W••••• G••••	May 6, 2025	Apr 16, 2025	-20	Bulk transfer	Ibd to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••••••• F•••••••• N••••••	Aug 3, 2016	Aug 8, 2016

Relationships

Registered with (4)

→ S••••• W••••• G••••Registered adviserregistration: current employment
Apr 16, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Aug 8, 2016 to May 6, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 30, 2014 to Aug 3, 2016factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0162522-a7d3-9924-f7c2-a1897e3d7a8e
First observed: Aug 18, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.