RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S• M••••
- S••••• W••••• G•••• independent RIA currentsince Apr 16, 2025 · Scottsdale, Az
- C••••••••• F•••••••• N•••••• national BDAug 8, 2016 to May 6, 2025 · Scottsdale, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 30, 2014 to Aug 3, 2016 · Chandler, Az
- E•••••••• A•••••••• L•• national BDAug 18, 2010 to Sep 14, 2010 · Scottsdale, Az
- C••••••••• F•••••••• N•••••• to S••••• W••••• G••••left May 6, 2025, registered Apr 16, 2025 (-20 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• F•••••••• N••••••left Aug 3, 2016, registered Aug 8, 2016 (5 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 14, 2010, registered Oct 30, 2014 (1507 days) · Affiliated broker-dealer or bank to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address