This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMMONWEALTH FINANCIAL NETWORK

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Oct 31, 2012

First registration

Nov 1, 2012

Dual registered

yes, broker-dealer

Other names

CHARLOTTE NOEL MCLAUGHLIN|CHARLOTTE MCLAUGHLIN|CHARLOTTE GREGORY|Charlotte N McLaughlin

IAPD individual key

6058218

• Occurred

  Oct 21, 2024
  Advisor changed firm

  Charlotte N Fox left Mml Investors Services, Llc for Commonwealth Financial Network (registered 2024-10-18)

  Form ADVobserved 5 days ago
• Occurred

  Jan 5, 2024
  Advisor changed firm

  Charlotte N Fox left Heritage Wealth Advisors for Mml Investors Services, Llc (registered 2024-01-16)

  Form ADVobserved 5 days ago
• Occurred

  Jan 18, 2022
  Advisor changed firm

  Charlotte N Fox left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Heritage Wealth Advisors (registered 2022-02-10)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c01acdb7-ad8f-0ff3-39e5-02a468f13239

First observed

Nov 1, 2012

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.