DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• N• F••

C••••••••• F•••••••• N••••••national BDGlen Allen, Vadual registrantIAPD 6058218

Certified Financial Planner

Feed of 09/14/2026

Also filed as Charlotte Noel Mclaughlin

At current firm

1 y

since Oct 18, 2024

In the industry

14 y

since Apr 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Oct 18, 2024 · Glen Allen, Va
M•• I•••••••• S•••••••• L•• BD affiliated
Jan 16, 2024 to Oct 21, 2024 · Glen Allen, Va
H••••••• W••••• A••••••• independent RIA
Feb 10, 2022 to Jan 5, 2024 · Richmond, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 1, 2012 to Jan 18, 2022 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••
left Oct 21, 2024, registered Oct 18, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
H••••••• W••••• A••••••• to M•• I•••••••• S•••••••• L••
left Jan 5, 2024, registered Jan 16, 2024 (11 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••••••• W••••• A•••••••
left Jan 18, 2022, registered Feb 10, 2022 (23 days) · Wirehouse to independent RIA

Signals

C•••••••• N• F•• left M•• I•••••••• S•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2024-10-18)
Oct 21, 2024 · Advisor changed firm · fact
C•••••••• N• F•• left H••••••• W••••• A••••••• for M•• I•••••••• S•••••••• L•• (registered 2024-01-16)
Jan 5, 2024 · Advisor changed firm · fact
C•••••••• N• F•• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for H••••••• W••••• A••••••• (registered 2022-02-10)
Jan 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address